Full Doc
 | 2003 |
Stock Option Agreement
Stock Option Agreement (6K)
Doc #101455: This document is immediately available for purchase, but does not have a preview available for viewing.
STOCK OPTION AGREEMENT, made as of the 6th day of February, 2003 (the "Agreement"), between CORNICHE GROUP INCORPORATED, a Delaware corporation (the "Company"), and MARK WEINREB (the "Optionee").
----------------------------
WHEREAS, concurrently herewith, the Company has adopted the 2003 Equity Participation Plan (the "Plan").
WHEREAS, concurrently herewith, the Company and the Optionee are entering into an Employment Agreement of even date pursuant to which the Company has agreed to grant to the Optionee an option to purchase Common Shares of the Company pursuant to the Plan.
NOW, THEREFORE, in consideration of the foregoing, the Company hereby grants to the Optionee the right and option to purchase Common Shares under and pursuant to the terms and conditions of the Plan and upon and subject to the following terms and conditions:
101455
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Lowenstein
As referenced in this Stock Option Agreement:
Lowenstein Sandler – sent by registered or
certified mail, return receipt requested, addressed to the Company, c/o
Lowenstein Sandler PC, 65 Livingston Avenue, Roseland, New Jersey 07068-1791,
Attention Alan Wovsaniker, Esq. and
dt 38137
;
| Corniche Group Inc. [Mark Weinreb]
|
Preview
Full Doc
 | 2003 |
Senior Management Agreement [Amended and Restated]
Senior Management Agreement [Amended and Restated] (54K)
Doc #107016: Click preview link for longer preview.
AMENDED AND RESTATED SENIOR MANAGEMENT AGREEMENT
THIS AMENDED AND RESTATED SENIOR MANAGEMENT AGREEMENT (this "AGREEMENT") is made as of January 23, 2003, among DigitalNet Holdings, Inc., a Delaware corporation (the "COMPANY"), DigitalNet, Inc., a Delaware corporation and wholly-owned subsidiary of the Company ("DIGITALNET"), DigitalNet Government Solutions, LLC, a Delaware limited liability company and a wholly-owned subsidiary of DigitalNet ("DGS") and Steven Hanau (the "EXECUTIVE").
WHEREAS, the Company, DigitalNet and Executive entered into a Consulting Agreement (the "Consulting Agreement") as of January 10, 2002 (the "Initial Date"), whereby the Company engaged Executive as a consultant and Executive purchased 350,000 shares of the Company's Common Stock (the "COMMON STOCK"), par value $0.001 per share (the "EXECUTIVE STOCK"). Certain definitions are set forth in Section 9 of this Agreement.
WHEREAS, the Company, DigitalNet, DGS and Executive desire to amend and restate the Consulting Agreement to provide for, among other things, the Executive's employment by the Company and DGS.
The parties hereto agree as follows:
PROVISIONS RELATING TO EXECUTIVE STOCK
1. RESERVED.
2. PURCHASE AND SALE OF EXECUTIVE STOCK.
(a) Upon the Initial Date, Executive purchased, and the Company sold, 350,000 shares of Common Stock at a price of $0.10 per share. Executive delivered to the Company a check or wire transfer of funds in the aggregate amount of $350 and a promissory note in an aggregate principal amount of $34,650 (the "EXECUTIVE NOTE"). Executive's obligations under the Executive Note are secured by a pledge of all of the shares of Common Stock purchased hereunder to the Company and in connection therewith, Executive entered into a pledge agreement (the "Pledge Agreement").
(b) RESERVED.
(c) In connection with the purchase and sale of the Executive Stock hereunder, Executive represented and warranted to the Company that:
(i) The Executive Stock acquired by Executive pursuant to the Consulting Agreement was acquired for Executive's own account and not with a view to, or intention of, distribution thereof in violation of the Securities Act, or any applicable state securities laws, and the Executive Stock will not be disposed of in contravention of the Securities Act or any applicable state securities laws.
{Page}
(ii) Executive is an executive officer of the Company, is sophisticated in financial matters and is able to evaluate the risks and benefits of the investment in the Executive Stock.
(iii) Executive is able to bear the economic risk of his investment in the Executive Stock for an indefinite period of time because the Executive Stock has not been registered under the Securities Act and, therefore, cannot be sold unless subsequently registered under the Securities Act or an exemption from such registration is available.
(iv) Executive had an opportunity to ask questions and receive answers concerning the terms and conditions of the offering of Executive Stock and has had full access to such other information concerning the Company as he has requested.
(v) Executive is a resident of Maryland.
(d) As an inducement to the Company, DigitalNet and DGS to enter into this Agreement, as a condition thereto, Executive acknowledges and agrees that neither the issuance of the Executive Stock to Executive nor any provision contained herein shall entitle Executive to remain in the employment of the Company or DGS or affect the right of the Company or DGS to terminate Executive's employment at any time for any reason.
(e) In connection with the Consulting Agreement, Executive entered into a joinder agreement (the "Joinder Agreement"), pursuant to which Executive agreed to be bound by the terms of the Stockholders Agreement.
(f) Notwithstanding any provisions of the Pledge Agreement or anything herein to the contrary, until the occurrence of a Sale of the Company, all certificates evidencing shares of Executive Stock shall be held by the Company for the benefit of Executive and the other holder(s) of Executive Stock. Upon the occurrence of a Sale of the Company or a Public Offering, the Company will return the certificates for the Executive Stock to the record holders thereof.
(g) Concurrently with the execution of the Consulting Agreement, Executive executed in blank ten stock transfer powers in the form of EXHIBIT B to the Consulting Agreement (the "STOCK POWERS") with respect to the Executive Stock and delivered such Stock Powers to the Company. The Stock Powers authorized the Company to assign, transfer and deliver the shares of Executive Stock to the appropriate acquiror thereof pursuant to SECTION 3 below, Section 6 of the Stockholders Agreement or the Pledge Agreement, and under no other circumstances.
(h) In connection with the purchase and sale of the Executive Stock hereunder, Executive represents and warrants to the Company that this Agreement constitutes the legal, valid and binding obligation of Executive, enforceable in accordance with its terms, and the execution, delivery and performance of this Agreement by Executive does not and will not
107016
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DigitalNet
As referenced in this Senior Management Agreement [Amended and Restated]:
DigitalNet Holdings, – AMENDED AND RESTATED SENIOR MANAGEMENT AGREEMENT
THIS AMENDED AND RESTATED SENIOR MANAGEMENT AGREEMENT (this
"AGREEMENT") is made as of January 23, 2003, among DigitalNet Holdings, Inc., a
Delaware corporation (the "COMPANY"), DigitalNet, Inc., a Delaware corporation
and wholly-owned subsidiary of the Company ("DIGITALNET"), DigitalNet Government
Solutions, _____________
DigitalNet Holdings, – sent by reputable overnight courier service (charges prepaid) to
the recipient at the address below indicated:
If to the Company, DigitalNet or DGS:
DigitalNet Holdings, Inc.
DigitalNet, Inc.
DigitalNet Government Solutions LLC
2525 Network Place
Herndon, VA 20171
Attention: Ken S. Bajaj
with a copy to:
GTCR _____________
DIGITALNET HOLDINGS, – class of stock.
17
{Page}
IN WITNESS WHEREOF, the parties hereto have executed this Senior
Management Agreement on the date first written above.
DIGITALNET HOLDINGS, INC.
By: /s/ Ken S. Bajaj
-------------------------------------------
Ken S. Bajaj
President and Chief Executive Officer
DIGITALNET, INC.
By: /s/ Ken S. Bajaj
-------------------------------------------
Ken _____________
dt 220088
;
DigitalNet
As referenced in this Senior Management Agreement [Amended and Restated]:
DIGITALNET HOLDINGS INC –
DIGITALNET HOLDINGS INC _____________
DigitalNet Holdings, Inc. – 12
17
Exhibit 10.12
AMENDED AND RESTATED SENIOR MANAGEMENT AGREEMENT
THIS AMENDED AND RESTATED SENIOR MANAGEMENT AGREEMENT (this
"AGREEMENT") is made as of January 23, 2003, among DigitalNet Holdings, Inc. , a
Delaware corporation (the "COMPANY"), DigitalNet, Inc., a Delaware corporation
and wholly-owned subsidiary of the Company ("DIGITALNET"), DigitalNet Government
Solutions, LLC, a Delaware limited liability company and a _____________
DigitalNet Holdings, Inc. – and return receipt
13
requested) or sent by reputable overnight courier service (charges prepaid) to
the recipient at the address below indicated:
If to the Company, DigitalNet or DGS:
DigitalNet Holdings, Inc.
DigitalNet, Inc.
DigitalNet Government Solutions LLC
2525 Network Place
Herndon, VA 20171
Attention: Ken S. Bajaj
with a copy to:
GTCR Fund VII, L.P.
GTCR Co-Invest, L. _____________
DIGITALNET HOLDINGS, INC. – shares and other recapitalizations
affecting the subject class of stock.
17
IN WITNESS WHEREOF, the parties hereto have executed this Senior
Management Agreement on the date first written above.
DIGITALNET HOLDINGS, INC.
By: /s/ Ken S. Bajaj
-------------------------------------------
Ken S. Bajaj
President and Chief Executive Officer
DIGITALNET, INC.
By: /s/ Ken S. Bajaj
-------------------------------------------
Ken S. Bajaj
President and Chief Executive Officer
DIGITALNET _____________
dt 1850999
;
Fried Frank
As referenced in this Senior Management Agreement [Amended and Restated]:
Fried Frank – and
Kirkland & Ellis
200 East Randolph Drive
Chicago, Illinois 60601
Attention: Stephen L. Ritchie
and
Fried Frank Harris Shriver & Jacobson
1001 Pennsylvania Ave.
Washington, DC 20004
Attention: Richard A. Steinwurtzel
If to
dt 36737
;
|
Kirkland & Ellis
As referenced in this Senior Management Agreement [Amended and Restated]:
Kirkland & Ellis
– L.L.C.
6100 Sears Tower
Chicago, Illinois 60606-6402
Attention: Philip A. Canfield
and
Kirkland & Ellis
200 East Randolph Drive
Chicago, Illinois 60601
Attention: Stephen L. Ritchie
and
Fried Frank Kirkland & Ellis
– 6100 Sears Tower
Chicago, Illinois 60606-6402
Attention: Philip A. Canfield
with a copy to:
Kirkland & Ellis
200 East Randolph Drive
Chicago, Illinois 60601
Attention: Stephen L. Ritchie
or such other
dt 37723
;
DigitalNet Government Solutions, LLC;
Steven Hanau
|
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Full Doc
 | 2003 |
License and Maintenance Agreement
License and Maintenance Agreement (107K)
Doc #108611: Click preview link for longer preview.
-1 - TELKOM CONTRACT No. 076C/01 LICENCE AND MAINTENANCE AGREEMENT entered into by and between SYSTEMS APPLICATIONS PRODUCTS (AFRICA) (PTY) LIMITED a company incorporated in accordance with the laws of the Republic of South Africa with offices at SAP Business Park, 1 Woodmead Drive, Woodmead, Sandton TELKOM SOUTH AFRICA LIMITED a company incorporated in accordance with the laws of the Republic of South Africa with its head office at 152 Proes Street, Pretoria  - 2 - TELKOM CONTRACT No. 076C/01 1. 1. SAP AFRICA wishes to grant to TELKOM and TELKOM wishes to accept from SAP AFRICA a licence to use the SOFTWARE (as defined in clause 2. 3. 11), upon the terms and conditions hereinafter set forth. 1. 2. The SOFTWARE to be licensed in terms hereof will enable TELKOM to establish, manage and operate an Internet-based business platform for TELKOM'S e- commerce exchange, that is, a "Marketplace" as defined in clause 3. 9. 1. 3. The parties record their agreement in this document that, upon signature by the party signing last in time, shall supercede and prevail over all other arrangements and agreements between them as to its subject matter. 2. INTERPRETATION AND DEFINITIONS 2. 1. clause headings are for convenience and shall not be used in its interpretation; 2. 2. unless the context clearly indicates a contrary indication - 2. 2. 1. an expression which denotes - 2. 2. 1. 1. any gender includes the other genders; 2. 2. 1. 2. a natural person includes an artificial person and vice versa; 2. 2. 1. 3. the singular includes the plural and vice versa;  - 3 - TELKOM CONTRACT No. 076C/01 2. 3. the following expressions shall bear the meanings assigned to them below and cognate expressions bear corresponding meanings - 2. 3. 1. "AFFILIATE" means a company located in the TERRITORY that is a subsidiary of TELKOM as defined in the Companies Act of 1973, as amended, provided that should any such entity cease, for whatever reason, to be a subsidiary of TELKOM, then it shall ipso facto cease to be an AFFILIATE for the purposes of this AGREEMENT and the provisions of clause 6. 4 shall apply to such entity; 2. 3. 2. "BUSINESS THIRD PARTIES" means those persons or entities who are authorised by TELKOM to access and/or USE the SOFTWARE in terms of formal arrangements that TELKOM has with such persons or entities; 2. 3. 3. "COMMERCE ONE INC. " means a company incorporated in accordance with the Laws of Switzerland with its head offices in Zurich; 2. 3. 4. "DESIGNATED SITE" means those facilities of TELKOM located in the TERRITORY in which one or more DESIGNATED UNITS are located and which initially is/are defined in annexure 1 to this AGREEMENT or, for additional DESIGNATED SITES, as may be agreed upon in writing by the 2. 3. 5. "DESIGNATED UNIT" means an individual computer server located at a DESIGNATED SITE upon which the SOFTWARE is installed. Each DESIGNATED UNIT must be approved by SAP AFRICA as compatible with the SOFTWARE and must be identified in annexure 1 hereto or, for additional DESIGNATED UNITS as may be agreed upon in writing by the  - 4 - TELKOM CONTRACT No. 076C/01 2. 3. 6. "DOCUMENTATION " means SAP AFRICA's standard DOCUMENTATION in machine readable format in any medium that is delivered to TELKOM under this AGREEMENT, including SAP AFRICA's standard manuals, program listings, data models, flow charts, logic diagrams, input and output forms, functional specifications, instructions and complete or partial copies 2. 3. 7. "PROGRAM CONCEPTS" means the concepts, techniques, ideas and know-how embodied and expressed in any computer programs or modules included in the SOFTWARE, including the structure, sequence and organisation of such programs and modules; 2. 3. 8. "PROPRIETARY INFORMATION" means: - 2. 3. 8. 1. with respect to SAP AFRICA, the SOFTWARE and DOCUMENTATION and any complete or partial copies thereof, the PROGRAM CONCEPTS and any other information identified or reasonably identifiable as confidential and PROPRIETARY INFORMATION of SAP, SAP AG, or each of their respective licensors, whether marked with proprietary legend or not ("SAPAFRICA'S PROPRIETARY INFORMATION"); 2. 3. 8. 2. with respect to TELKOM, information identified or reasonably identifiable, as the confidential and PROPRIETARY INFORMATION of TELKOM, whether marked with proprietary legend or not ("TELKOM's PROPRIETARY INFORMATION"),excluding any part of the SAP's or TELKOM's PROPRIETARY  - 5 - TELKOM CONTRACT NO. 076C/01 2. 3. 8. 2. 1. is, or becomes, publicly available through no act or failure of the 2. 3. 8. 2. 2. was or is rightfully acquired by the other party from a source other than the disclosing party prior to receipt from the disclosing party; 2. 3. 8. 2. 3. becomes independently available to the other party as a matter of 2. 3. 9. "RELEASE" means each issue of the SOFTWARE by SAP AG and its licensors that incorporates the most recent technological functionality and is 108611
|
Commerce One
As referenced in this License and Maintenance Agreement:
"COMMERCE ONE INC. – or entities who are
authorised by TELKOM to access and/or USE the SOFTWARE in terms of
formal arrangements that TELKOM has with such persons or entities;
2. 3. 3. "COMMERCE ONE INC. " means a company incorporated in accordance
with the Laws of Switzerland with its head offices in Zurich;
2. 3. 4. "DESIGNATED SITE" means those facilities of TELKOM located in _____________
COMMERCE ONE INC. – head
office located in Walldorf, Germany. For the purposes of this
AGREEMENT, and if required by the context, the phrase "SAP AG" shall be
deemed to include its licensors, particularly, COMMERCE ONE INC. . Inc, a
company incorporated in accordance with the laws of Switzerland with its
head office at Zurich, Switzerland;
2. 3. 11. "SOFTWARE" means:
2. 3. 11. 1. the SOFTWARE _____________
COMMERCE ONE INC. – AFRICA, SAP AG or their respective licensors, cease, for
whatever reason, providing such Maintenance Services,
provided that in the latter case, SAP AFRICA and /or SAP AG shall procure
that COMMERCE ONE INC. . Inc. shall provide the Maintenance Service
and any related obligations of SAP Africa when providing Maintenance
Service in terms of this AGREEMENT including, its' obligations arising out
of annexure _____________
"COMMERCE ONE INC" – similar activity, without the specific prior written consent of the other as to the
content, appearance, layout and other features thereof, provided that TELKOM
may use the marks "SAP", and "COMMERCE ONE INC" and the phrase "Powered
by Market Set" in its websites that employ or utilise the SOFTWARE provided SAP
AFRICA and/or COMMERCE ONE INC.. Inc. have given its/their _____________
COMMERCE ONE INC. – may use the marks "SAP", and "COMMERCE ONE INC" and the phrase "Powered
by Market Set" in its websites that employ or utilise the SOFTWARE provided SAP
AFRICA and/or COMMERCE ONE INC. . Inc. have given its/their prior consent to
the format and typeface thereof which consent shall not be unreasonably withheld.
14. 6 Governing Law -This AGREEMENT shall be governed _____________
dt 1482262
;
|
Telkom
As referenced in this License and Maintenance Agreement:
TELKOM'S – terms and conditions hereinafter set forth.
1. 2. The SOFTWARE to be licensed in terms hereof will enable TELKOM to establish,
manage and operate an Internet-based business platform for TELKOM'S e-
commerce exchange, that is, a "Marketplace" as defined in clause 3. 9.
1. 3. The parties record their agreement in this document that, upon signature by the
party signing _____________
"TELKOM's – PROPRIETARY INFORMATION");
2. 3. 8. 2. with respect to TELKOM, information identified or reasonably
identifiable, as the confidential and PROPRIETARY INFORMATION
of TELKOM, whether marked with proprietary legend or not
("TELKOM's PROPRIETARY INFORMATION"),
excluding any part of the SAP's or TELKOM's PROPRIETARY
INFORMATION which: -
- 5 - TELKOM CONTRACT NO. 076C/01
2. 3. 8. 2. 1. is, or becomes, publicly _____________
TELKOM's – or reasonably
identifiable, as the confidential and PROPRIETARY INFORMATION
of TELKOM, whether marked with proprietary legend or not
("TELKOM's PROPRIETARY INFORMATION"),
excluding any part of the SAP's or TELKOM's PROPRIETARY
INFORMATION which: -
- 5 - TELKOM CONTRACT NO. 076C/01
2. 3. 8. 2. 1. is, or becomes, publicly available through no act or failure of the
other party; or
2. _____________
TELKOM'S – PARTY DATABASE in a manner that
allows access to, and USE, (including TRANSACTION USE) directly or
indirectly, to the SOFTWARE by third parties (other than BUSINESS
THIRD PARTIES), whether on TELKOM'S hardware or otherwise; or
3. 2. 2. sublicense the SOFTWARE to any person or entity in a manner that allows
such person or entity to provide the same or similar _____________
TELKOM'S – install the
SOFTWARE on other equipment located within the TERRITORY until such
condition is corrected, provided that TELKOM shall ensure that:
3. 5. 1. the temporary installation shall not impair TELKOM'S ability to prevent any
third party's USE of the SOFTWARE; and
3. 5. 2. TELKOM shall notify SAP AFRICA in writing within 30 days of the location
of such _____________
dt 1439470
|
Preview
Full Doc
 | 2000 |
Agreement
Agreement (98K)
Doc #108848: Click preview link for longer preview.
Agreement
Effective as of September 26, 1996 ("Effective Date"), The Johns Hopkins University, a body having corporate powers under the laws of the State of Maryland ("JOHNS HOPKINS"), the University of Washington (the "UNIVERSITY OF WASHINGTON"), a body having corporate powers under the laws of the State of Washington, and Ontogeny Inc., a Delaware corporation having a principal place of business at 45 Moulton Street, Cambridge, MA 02138 ("ONTOGENY"), agree as follows:
Article 1 Background
1.1 JOHNS HOPKINS represents and warrants that it is Owner by assignment from Philip A. Beachy and Jeffrey Porter (both investigators employed by Howard Hughes Medical Institute ("HHMI")) and HHMI, and that the UNIVERSITY OF WASHINGTON represents and warrants that it is the Owner by assignment from Randall T. Moon (also an investigator employed by HHMI) and HHMI of the entire right, title and interest in the United States and Foreign Patent Applications ("Hedgehog Patent Applications") set forth in Appendix A, and in the inventions described and claimed therein ("Invention"), and any Licensed Patent, defined in Article 2, which may issue to the Invention, and that JOHNS HOPKINS and the UNIVERSITY OF WASHINGTON have the sole authority to grant the licenses granted hereunder.
1.2 JOHNS HOPKINS and the UNIVERSITY OF WASHINGTON have certain technical data and information ("Technology") pertaining to Invention.
1.3 JOHNS HOPKINS and the UNIVERSITY OF WASHINGTON want the Technology and Invention perfected and marketed in a reasonable period of time in order that resulting products will be available for public use and benefit.
1.4 ONTOGENY would like to practice the Invention and related Technology, and is therefore desirous of obtaining a license under Licensed Patent to develop, manufacture, use, and sell Licensed Product in the area of therapeutics, diagnostics and research reagents.
- 1 - {PAGE}
1.5 The Technology and Invention were developed in the course of research supported by the HHMI in affiliation with each of JOHNS HOPKINS and the UNIVERSITY OF WASHINGTON.
1.6 JOHNS HOPKINS and the UNIVERSITY OF WASHINGTON agree that all notifications and payments by ONTOGENY pursuant to this Agreement will be made to, and accepted by, JOHNS HOPKINS for the benefit of both JOHNS HOPKINS and the UNIVERSITY OF WASHINGTON.
Article 2 Definitions
2.1 "Licensed Patent(s)" means any U.S. Letters Patent issued upon the Hedgehog Patent Applications, or upon any divisions, continuations, reissues, reexamines, extensions, and any claims in continuations-in-part (CIPs) applications; and any and all foreign patents, extensions and supplemental protection certificates or patent applications corresponding thereto. All such divisions, continuations, reissues, reexaminations, CIPs and foreign applications and patents issuing thereon will be automatically incorporated in and added to this Agreement. CIP applications shall only be filed for new matter which supports claims to inventions described in the Hedgehog Patent Applications and could not be filed in a stand alone, original patent application.
2.2 "Licensed Materials" means those proprietary materials which are enumerated in Appendix B, and transferred from JOHNS HOPKINS through Philip A. Beachy to ONTOGENY pursuant to the terms of this Agreement.
2.3 "Licensed Product" means any product or process in the Licensed Field of Use, the importation, manufacture, use, offer for sale, or sale of which:
(a) is covered by a valid claim of an issued, unexpired Licensed Patent; a claim of an issued, unexpired Licensed Patent will be presumed to be valid unless it has been held to be invalid by a final judgment of a court of competent jurisdiction where no appeal can be or is taken; or
108848
|
Biogen
As referenced in this Agreement:
Biogen, Inc – Value.
(h) In consideration for the license granted in this Agreement, and in
recognition of ONTOGENY recently entering into a Sublicense
agreement with Biogen, Inc ., ONTOGENY will pay to JOHNS HOPKINS an
additional noncreditable, nonrefundable milestone payment of $[**]
upon signing this Agreement.
(i) In consideration for the _____________
dt 276366
;
Curis
As referenced in this Agreement:
CURIS INC –
CURIS INC _____________
dt 1851571
;
Columbia
As referenced in this Agreement:
Columbia University
– pending or
issued claim to bioactive Hedgehog polypeptides issuing from Harvard
University Patents/Applications or Columbia University
Patents/Applications (defined infra); or
(d) incorporates, uses or could not have been manufactured Columbia University – 2.7 "Sublicense" means any grant of rights under Licensed Patents, Harvard
University Patents/Applications, Columbia University Patents/Applications,
or Licensed Materials
2.8 "Sublicensee" means any party (excluding any corporation, partnership,
"Columbia University – and all foreign patents or patent applications or supplemental
protection certificates corresponding thereto.
2.10 "Columbia University Patents/Applications" means U.S. Patent application
08/202,040, any divisions, continuations, reissues, reexamines,
Columbia University
– expiration of the last patent under the Licensed Patents or
Harvard University Patents/Applications or Columbia University
Patents/Applications of which ONTOGENY would infringe a valid claim
thereof by sale of Columbia University
– U.S. Patent and Trademark Office as
interfering with claims in a Harvard University or Columbia University
patent(s) or patent application(s) which is also exclusively licensed by
ONTOGENY, JOHNS
dt 63184
;
|
Harvard
As referenced in this Agreement:
Harvard
University – notwithstanding, is covered by any pending or
issued claim to bioactive Hedgehog polypeptides issuing from Harvard
University Patents/Applications or Columbia University
Patents/Applications (defined infra); or
(d) incorporates, uses or could Harvard
University – Licensed Field of Use.
2.7 "Sublicense" means any grant of rights under Licensed Patents, Harvard
University Patents/Applications, Columbia University Patents/Applications,
or Licensed Materials
2.8 "Sublicensee" means any party ( "Harvard University – election of directors) to which ONTOGENY has granted Sublicenses
pursuant to this Agreement.
2.9 "Harvard University Patents/Applications" means U.S. Patent applications
08/356,060 and 08/176,427, any Harvard University – or
- 14 -
{PAGE}
(b) the expiration of the last patent under the Licensed Patents or
Harvard University Patents/Applications or Columbia University
Patents/Applications of which ONTOGENY would infringe a valid claim
Harvard University – Interference by the U.S. Patent and Trademark Office as
interfering with claims in a Harvard University or Columbia University
patent(s) or patent application(s) which is also exclusively licensed by
dt 63315
;
Foley Hoag
As referenced in this Agreement:
Foley, Hoag – MA 02138
Attention: CEO
Page 1 of 2
{PAGE}
TO ONTOGENY: with a copy to Foley, Hoag & Eliot
One Post Office Square
Boston, MA 02109
Attention: Matthew P. Vincent, Ph.D.
dt 36632
;
More... |
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Full Doc
 | 1999 |
Receivables Transfer Agreement
Receivables Transfer Agreement (198K)
Doc #109100: Click preview link for longer preview.
================================================================================
RECEIVABLES TRANSFER AGREEMENT
by and among ------------
PARK AVENUE RECEIVABLES CORPORATION
MP RECEIVABLES COMPANY
as Transferor,
CAREMARK INC.,
as Originator and as Collection Agent
and ---
THE CHASE MANHATTAN BANK,
as Funding Agent
Dated as of December 4, 1998
================================================================================ {PAGE} TABLE OF CONTENTS {TABLE} {CAPTION} Page ----
ARTICLE I DEFINITIONS
{S} {C} SECTION 1.1. Certain Defined Terms.................................... 1 SECTION 1.2. Other Terms.............................................. 1 SECTION 1.3. Computation of Time Periods.............................. 1
ARTICLE II PURCHASES AND SETTLEMENTS
SECTION 2.1. Facility................................................. 2 SECTION 2.2. Transfers; Certificates; Eligible Receivables............ 2 SECTION 2.3. Selection of Tranche Periods and Tranche Rates........... 5 SECTION 2.4. Discount, Fees and Other Costs and Expenses.............. 7 SECTION 2.5. Non-Liquidation Settlement and Reinvestment Procedures... 7 SECTION 2.6. Liquidation Settlement Procedures........................ 10 SECTION 2.7. Fees..................................................... 10 SECTION 2.8. Protection of Ownership Interest of PARCO and the APA Banks........................................... 10 SECTION 2.9. Deemed Collections; Application of Payments.............. 11 SECTION 2.10. Payments and Computations, Etc.......................... 12 SECTION 2.11. Reports................................................. 12 SECTION 2.12. Collection Account...................................... 13 SECTION 2.13. Right of Setoff......................................... 13 SECTION 2.14. Sharing of Payments, Etc................................ 14 SECTION 2.15. Broken Funding.......................................... 14 SECTION 2.16. Conversion and Continuation of Outstanding Tranches Funded by the APA Banks............................... 15 SECTION 2.17. Illegality.............................................. 16 SECTION 2.18. Inability to Determine Eurodollar Rate.................. 17
ARTICLE III REPRESENTATIONS AND WARRANTIES
SECTION 3.1. Representations and Warranties of the Transferor......... 18 SECTION 3.2. Reaffirmation of Representations and Warranties by the Transferor.............................................. 22 {/TABLE}
i {PAGE} {TABLE} {S} {C} SECTION 3.3. Representations and Warranties of the Originator......... 22
ARTICLE IV CONDITIONS PRECEDENT
SECTION 4.1. Conditions to Effectiveness.............................. 23
ARTICLE V COVENANTS
SECTION 5.1. Affirmative Covenants.................................... 26 SECTION 5.2. Negative Covenants....................................... 32 SECTION 5.3. Representations, Warranties and Covenants of the Originator.............................................. 35
ARTICLE VI ADMINISTRATION AND COLLECTIONS
SECTION 6.1. Appointment of Collection Agent.......................... 36 SECTION 6.2. Duties of Collection Agent............................... 36 SECTION 6.3. Rights After Designation of New Collection Agent......... 38 SECTION 6.4. Collection Agent Default................................. 39 SECTION 6.5. Indemnities by the Collection Agent...................... 41 SECTION 6.6. Responsibilities of the Originator....................... 41
ARTICLE VII TERMINATION EVENTS
SECTION 7.1. Termination Events....................................... 43 SECTION 7.2. Remedies Upon the Occurrence of a Termination Event...... 44 SECTION 7.3. Reconveyance Under Certain Circumstances................. 45
ARTICLE VIII INDEMNIFICATION; EXPENSES; RELATED MATTERS
SECTION 8.1. Indemnities by the Transferor............................ 46 SECTION 8.2. Indemnity for Reserves and Expenses...................... 48 SECTION 8.3. Indemnity for Taxes...................................... 50 SECTION 8.4. Other Costs, Expenses and Related Matters................ 52
ARTICLE IX MISCELLANEOUS
SECTION 9.1. Term of Agreement........................................ 53 SECTION 9.2. Waivers; Amendments...................................... 53 SECTION 9.3. Notices.................................................. 53 {/TABLE}
ii {PAGE} {TABLE} {S} {C} SECTION 9.4. Governing Law; Submission to Jurisdiction; Integration... 55 SECTION 9.5. Severability; Counterparts............................... 56 SECTION 9.6. Successors and Assigns................................... 56 SECTION 9.7. Confidentiality.......................................... 56 SECTION 9.8. No Bankruptcy Petition Against PARCO..................... 57 SECTION 9.9. Limited Recourse......................................... 58 SECTION 9.10. Characterization of the Transactions Contemplated by the Agreement......................................... 58 SECTION 9.11. Waiver of Setoff........................................ 59 SECTION 9.12. Chase Conflict Waiver................................... 59 SECTION 9.13. Liability of Funding Agent.............................. 59 {/TABLE}
iii {PAGE} EXHIBITS
SCHEDULE A Schedule of Definitions
EXHIBIT A Form of Contract
EXHIBIT B Form of Deposit Report
EXHIBIT C List of Lock-Box Banks and Accounts
EXHIBIT D Form of Lock-Box Agreement
EXHIBIT E Form of Settlement Report
EXHIBIT F Form of Transfer Certificate
EXHIBIT G List of Actions and Suits
EXHIBIT H Location of Records
EXHIBIT I List of Subsidiaries, Divisions and Tradenames
EXHIBIT J Form of Secretary's Certificate
iv {PAGE} RECEIVABLES TRANSFER AGREEMENT
RECEIVABLES TRANSFER AGREEMENT (as amended, supplemented or otherwise modified and in effect from time to time, this "Agreement"), dated as of --------- December 4, 1998, by and among MP RECEIVABLES COMPANY, a Delaware corporation, as transferor (in such capacity, the "Transferor"), CAREMARK INC., a California ---------- corporation, individually (the "Originator") and as collection agent (in such ---------- capacity, the "Collection Agent"), PARK AVENUE RECEIVABLES CORPORATION, a ---------------- Delaware corporation ("PARCO") and THE CHASE MANHATTAN BANK, a New York state ----- banking corporation ("Chase"), as funding agent for the benefit of PARCO and the ----- APA Banks (in such capacity, the "Funding Agent"). -------------
PRELIMINARY STATEMENTS ----------------------
WHEREAS, the Transferor may desire to convey, transfer and assign, from time to time, undivided percentage interests in certain accounts receivable, and PARCO may desire to, and the APA Banks, if requested by PARCO, shall, accept such conveyance, transfer and assignment of such undivided percentage interests, subject to the terms and conditions of this Agreement.
NOW, THEREFORE, the parties hereby agree as follows:
ARTICLE I
DEFINITIONS
SECTION I.1. Certain Defined Terms. Capitalized terms used herein --------------------- shall have the meanings assigned to such terms in, or incorporated by reference into, Schedule A attached hereto, which Schedule A is incorporated by reference herein.
SECTION I.2. Other Terms. All accounting terms not specifically ----------- defined herein shall be construed in accordance with GAAP.
SECTION I.3. Computation of Time Periods. Unless otherwise stated in --------------------------- this Agreement, in the computation of a period of time from a specified date to a later specified date, the word "from" means "from and including", the words "to" and "until" each means "to but excluding", and the word "within" means "from and excluding a specified date and to and including a later specified date".
109100
|
Caremark Rx, Inc.
As referenced in this Receivables Transfer Agreement:
CAREMARK RX INC –
CAREMARK RX INC _____________
dt 1851950
;
Caremark
As referenced in this Receivables Transfer Agreement:
CAREMARK RX INC –
CAREMARK RX INC _____________
dt 1850144
;
Chase Manhattan
As referenced in this Receivables Transfer Agreement:
CHASE MANHATTAN BANK, – AGREEMENT
by and among
------------
PARK AVENUE RECEIVABLES CORPORATION
MP RECEIVABLES COMPANY
as Transferor,
CAREMARK INC.,
as Originator and as Collection Agent
and
---
THE CHASE MANHATTAN BANK,
as Funding Agent
Dated as of December 4, 1998
================================================================================
{PAGE}
TABLE OF CONTENTS
{TABLE}
{CAPTION}
Page
----
ARTICLE I DEFINITIONS
{S} {C}
SECTION _____________
CHASE MANHATTAN BANK, – individually (the "Originator") and as collection agent (in such
----------
capacity, the "Collection Agent"), PARK AVENUE RECEIVABLES CORPORATION, a
----------------
Delaware corporation ("PARCO") and THE CHASE MANHATTAN BANK, a New York state
-----
banking corporation ("Chase"), as funding agent for the benefit of PARCO and the
-----
APA Banks (in such capacity, _____________
Chase Manhattan Bank
– MP RECEIVABLES COMPANY
2211 Sanders Road
Northbrook, Illinois 60062
Attention: Chris Luthin
Telephone: (847) 559-4320
Telecopy: (847) 559-5709
Payment Information:
The Chase Manhattan Bank
ABA 021000021
Account 323051057
Reference MP Receivables Company
If to the Originator:
--------------------
CAREMARK INC.
2211 Sanders Road
Northbrook, Illinois 60062
Attention: Chris _____________
CHASE MANHATTAN BANK
– Road
Northbrook, Illinois 60062
Attention: Chris Luthin
Telephone: (847) 559-4320
Telecopy: (847) 559-5709
54
{PAGE}
If to the Funding Agent:
-----------------------
THE CHASE MANHATTAN BANK
450 West 33rd Street, 15th Floor
New York, New York 10001
Attention: Structured Finance Services
Telephone: (212) 946-7861
Telecopy: (212) 946- _____________
CHASE MANHATTAN BANK, – CAREMARK INC., as Originator and as
Collection Agent
By: /s/ Sara J. Finley
-------------------------------------
Name: Sara J. Finley
Title: Vice President and Secretary
THE CHASE MANHATTAN BANK,
as Funding Agent
By: /s/ Andrew Taylor
-------------------------------------
Name: Andrew Taylor
Title: Vice President
61
{PAGE}
EXHIBIT A
---------
[FORM OF CONTRACT]
A-1
{ _____________
dt 101516
;
|
First National
As referenced in this Receivables Transfer Agreement:
First
National Bank of Chicago – of Lock-Box Bank]
Re: [COLLECTION AGENT]
Lock-Box Account
No[s]. ___________
Ladies and Gentlemen:
[COLLECTION AGENT] ("COLLECTION AGENT") hereby notifies The First
National Bank of Chicago that in connection with certain transactions involving
its accounts receivable, it has transferred exclusive ownership and dominion of
its lock-box account no[ _____________
dt 130063
;
King & Spalding
As referenced in this Receivables Transfer Agreement:
King & Spalding, – Donald Garner, in-house counsel to the Parent,
re: corporate matters.
(j) An opinion of King & Spalding, special counsel to the Transferor
and the Originator, re: substantive nonconsolidation.
24
{PAGE}
(k) King & Spalding, – to the Transferor
and the Originator, re: substantive nonconsolidation.
24
{PAGE}
(k) An opinion of King & Spalding, special counsel to the Transferor
and the Originator, re: true sale between the Originator King & Spalding, – the Originator, re: true sale between the Originator and the Transferor.
(l) An opinion of King & Spalding, special counsel to the Transferor
and the Originator, re: enforceability of the Transaction Documents
dt 37695
;
More... |
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Full Doc
 | 1999 |
Agreement
Agreement (24K)
Doc #109107: Click preview link for longer preview.
AGREEMENT ---------
This Separation Agreement and Release of Claims ("Agreement") is entered into by W. Earl Reed, III and all of his agents, successors and assigns ("Employee"), and Vencor, Inc. ("Vencor") and all companies related to Vencor and all of its affiliates, directors, officers, supervisors, employees, agents, successors, assigns, representatives, subsidiaries or related companies, past and present (collectively, the "Company").
WHEREAS, Employee and Company hereby desire to settle all disputes and issues related to the resignation of Employee from his services to the Company.
NOW, THEREFORE, in consideration of the premises and the terms and conditions contained herein, the receipt and sufficiency of which are hereby acknowledged, and intending to be legally bound, the parties agree as follows:
1. Resignation. Employee hereby resigns from all capacities and ------------ positions with the Company effective September 30, 1998 ("Date of Termination").
2. Obligations of the Company. Following the execution of this -------------------------- Agreement, the Company shall pay Employee his base salary through the Date of Termination and any amounts owed to Employee pursuant to the Company's standard reimbursement procedures. In addition, subject to the terms and conditions of this Agreement (including Section 13), Employee shall be entitled to the following additional payments and benefits:
(a) $111,000 representing the prorated portion of the Employee's target bonus for 1998.
(b) 13,876 shares of Vencor common stock representing the prorated portion of his Performance Share Award for 1998.
(c) $499,500 representing an amount equal to 1.5 times the Employee's base salary for 1998.
(d) $249,750 representing an amount equal to 1.5 times the Employee's target bonus for 1998.
109107
|
Winston & Strawn
As referenced in this Agreement:
Winston & Strawn
– III
1667 Spring Drive
Louisville, Kentucky 40205
With a copy to:
Benjamin P. Fishburne, III
Winston & Strawn
1400 L. Street, N.W.
Washington, D.C. 20005-3502
If to Company:
Vencor
dt 32266
;
W. Earl Reed;
| Kindred Healthcare Inc.
|
Preview
Full Doc
 | 1999 |
Technology Transfer Agreement
Technology Transfer Agreement (51K)
Doc #109243: Click preview link for longer preview.
Exhibit-10.23 {SEQUENCE}4 {DESCRIPTION}EXHIBIT 10.23
{PAGE}
EXHIBIT 10.23
TECHNOLOGY TRANSFER AGREEMENT
This Technology Transfer Agreement (the "Transfer Agreement") is made and entered into as of November 11, 1998 (the "Effective Date"), by and between WHITE PINE SOFTWARE, INC. ("White Pine"), a Delaware corporation having its principal place of business at 542 Amherst Street, Nashua, New Hampshire 03063, and CORNELL RESEARCH FOUNDATION, INC. ("Foundation"), a New York corporation having its principal place of business at 20 Thornwood Drive, Suite 105, Ithaca, New York 144850.
RECITALS
Foundation has developed certain technology ("Technology" and as more fully detailed in Exhibit B) for providing desk-top video conferencing, in which Technology Foundation holds, or may hereafter acquire, certain intellectual property rights, including, but not limited to, patents, copyright, trademark rights, and/or other proprietary rights. Foundation has also developed certain names, marks, and other brand identifiers that have become associated with the Technology and products embodying the Technology (the "Marks").
White Pine is in the business of, among other things, providing Internet-based videoconferencing solutions which permits users to participate in real-time, multipoint videoconferences over the Internet and intranets. White Pine currently has, from Foundation, an exclusive worldwide license to the Technology, including the rights to develop, modify, support, market, distribute, copy, make or have made, sell, sublicense, and appoint distributors in connection with the Technology.
Foundation is interested in conveying to White Pine, and White Pine is interested in acquiring from Foundation, all present and future intellectual property rights and title in and to the Technology.
NOW, THEREFORE, White Pine and Foundation (collectively "Parties") in consideration of the mutual covenants and agreements set forth below, and for good and valuable consideration the receipt of which is hereby acknowledged, the parties agree as follows:
1. DEFINITIONS
Defined terms, indicated by the use of initial capitalization, will have the meaning ascribed to them in context, or, for defined terms not defined in context, will have the meaning ascribed to them on Exhibit A, attached hereto and incorporated by reference as though fully set forth herein.
2. ASSIGNMENT, LICENSE AND COOPERATION
2.1 TECHNOLOGY ASSIGNMENT - Foundation hereby irrevocably assigns, conveys and transfers to White Pine all rights, title, and interests in and to the Technology. In
{PAGE}
furtherance of this transfer, and contemporaneously with their execution of this Transfer Agreement, the Parties hereto will enter into a Technology Assignment in the form attached hereto as Exhibit B.
2.2 TRADEMARK ASSIGNMENT - Foundation hereby irrevocably assigns, conveys and transfers to White Pine all rights, title, and interests in and to the Marks, including applications or registrations thereof. In furtherance of this transfer, and contemporaneously with their execution of this Transfer Agreement, the Parties hereto will enter into an Assignment of U.S. and Foreign Trademarks in the form attached hereto as Exhibit C.
2.3 GRANT-BACK LICENSE - In consideration of the assignments set forth in sections 2.1 and 2.2, White Pine hereby grants to Foundation a perpetual, non-exclusive, world-wide, royalty-free, right and license to use the Products subject to the terms of White Pine's ordinary End User Licenses for such Products, as amended from time to time by White Pine. The current End User Licenses for the Products are attached hereto as Exhibit D.
2.4 COOPERATION IN ASSIGNMENTS, REGISTRATIONS AND LITIGATION -Foundation, without additional payment or compensation, other than that provided herein, agrees to assist White Pine in obtaining and enforcing proper protection for the Technology and the Marks through patent, copyright, trademark, service mark, other forms of government certification or registration, or other forms of legal protection, however denominated, in any country. Upon request, Foundation will sign all applications, assignments, releases, affidavits, instruments and papers, deliver to the White Pine all documentation as may reasonably be required, and perform all acts necessary or desired by White Pine to assign all such Technology and all such Marks fully and completely to White Pine and to enable
109243
|
Cuseeme Networks
As referenced in this Technology Transfer Agreement:
CUSEEME NETWORKS INC –
CUSEEME NETWORKS INC _____________
dt 1848553
;
Cornell
As referenced in this Technology Transfer Agreement:
Cornell University, – used in this clause, Foundation
includes its Trustees, Officers, Agents and Employees, and
those of Cornell University, and "LICENSEE" includes its
Affiliates, Subsidiaries, Contractors and Sub-Contractors.
6. CONFIDENTIALITY
6.1 Cornell University
– and includes and/or as described below:
"Technology" means the computer software code, developed at Cornell University
known as CU-SeeMe. CU-SeeMe was developed at Cornell University by the Cornell
Cornell University – software code, developed at Cornell University
known as CU-SeeMe. CU-SeeMe was developed at Cornell University by the Cornell
Information Technologies (CIT) organization, partially under a cooperative
agreement from the National Cornell University
– May 18, 1999
-12-
{PAGE}
SCHEDULE A
"Technology" means the computer software code, developed at Cornell University
known as CU-SeeMe. CU-SeeMe was developed at Cornell University by the Cornell
Cornell University – software code, developed at Cornell University
known as CU-SeeMe. CU-SeeMe was developed at Cornell University by the Cornell
Information Technologies (CIT) organization, partially under a cooperative
agreement from the National
dt 63223
;
Foley Hoag
As referenced in this Technology Transfer Agreement:
Foley, Hoag – Esq., Bruce R. Parker, Esq.,
T. Maria Lam, Esq. and Chinh H. Pham, Esq. of Foley, Hoag & Eliot LLP, or any of
them, One Post Office Square, Boston, Massachusetts 02109, (617)
dt 36633
;
| White Pine Software, Inc.;
Cornell Research Foundation, Inc.
|
Preview
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 | 2000 |
Employment Termination and Release Agreement
Employment Termination and Release Agreement (17K)
Doc #112723: Click preview link for longer preview.
EMPLOYMENT TERMINATION AND RELEASE AGREEMENT
This EMPLOYMENT TERMINATION AND RELEASE AGREEMENT made as of this 11th day of March, 1999, (this "Agreement") by and between Paxson Communications Corporation, with its principal place of business at 601 Clearwater Park Road, West Palm Beach, Florida 33401-6233, and its subsidiaries, divisions and affiliated entities (collectively, "Paxson") and Arthur D. Tek, an individual, currently residing at the address set forth under such individual's signature below (the "Executive" and collectively with Paxson referred to herein as the "Parties").
WHEREAS, Paxson and Tek are parties to (i) that certain Employment Agreement dated as of June 11, 1998 (the "Employment Agreement"); (ii) that certain Supplemental Executive Retirement Plan (the "SERP Agreement") and Split Dollar Agreement (together with the SERP Agreement, the "Deferred Compensation Agreements") each dated as of July 15, 1996; and (iii) that certain Promissory Note (the "Note") and Pledge Agreement (the "Pledge Agreement" and together with the Note, the "Loan Documents"), each dated December 16, 1996 and issued by Employee to Paxson; and
WHEREAS, Paxson and Tek desire to end Tek's employment relationship with Paxson in an amicable manner on or about March 12, 1999, in accordance with the terms of this Agreement and provide for a settlement and termination of their respective obligations under the Employment Agreement, the Deferred Compensation Agreements, and the Loan Documents.
NOW THEREFORE, for value received and in consideration of the mutual agreements and waivers contained herein, the Parties agree as follows:
1. SEPARATION. Tek agrees that his employment with Paxson will end on the date (the "Termination Date") which is the earlier of (i) a date specified by Tek, which shall be no earlier than March 12, 1999, in a notice delivered by Tek to the Company that he has entered into an employment agreement that requires his termination of employment with Paxson no later than such date specified by Tek; and (ii) a date specified by Paxson, which date shall be no later than 3 months after the date hereof. Tek agrees that on the Termination Date he will immediately return to Paxson all property (including keys, access cards, etc.) and documents (including all copies of documents) which Tek obtained from Paxson or from any of its customers or employees.
2. OBLIGATIONS OF THE PARTIES. In full settlement of Paxson's obligations to Tek under the Employment Agreement and the Deferred Compensation Agreements and Tek's obligations to Paxson under the Loan Documents, and in consideration of the agreements and waivers under Sections 3 and 4 hereof, Paxson and Tek agree as follows:
112723
|
Paxson
As referenced in this Employment Termination and Release Agreement:
PAXSON COMMUNICATIONS CORP –
PAXSON COMMUNICATIONS CORP _____________
dt 1849510
;
| Arthur D. Tek
|
Preview
Full Doc
 | 2003 |
Pre-Opening Services and Management Agreement
Pre-Opening Services and Management Agreement (169K)
Doc #113497: Click preview link for longer preview.
PRE-OPENING SERVICES AND MANAGEMENT AGREEMENT
FOR
SUNRISE ASSISTED LIVING OF STUDIO CITY
DECEMBER 23, 2002
OWNER: AL U.S./STUDIO CITY SENIOR HOUSING, L.P. MANAGER: SUNRISE ASSISTED LIVING MANAGEMENT, INC.
i {PAGE}
LIST OF EXHIBITS
Exhibit A Description of Real Property Exhibit B Form of Approved Budget (including Pre-Opening Budget) Exhibit C Omitted Exhibit D Financial Reporting Requirements Exhibit E Insurance Coverage Exhibit F Other Facilities Exhibit G Other Pre-Opening Services and Management Agreements Exhibit H Major Actions Exhibit I Cash Management Procedures Exhibit J Responsible Contractor Program Policy
ii {PAGE}
PRE-OPENING SERVICES AND MANAGEMENT AGREEMENT
THIS PRE-OPENING SERVICES AND MANAGEMENT AGREEMENT ("Agreement") is made as of the 23rd day of December, 2002 between SUNRISE ASSISTED LIVING MANAGEMENT, INC., a Virginia corporation ("Manager"), and AL U.S./STUDIO CITY ASSISTED LIVING, L.P. a California limited partnership ("Owner").
RECITALS:
A. Owner is the owner of certain real and personal property described in Exhibit A, attached hereto and made a part hereof, on which is situated an assisted living facility, located in Studio City, California and known as Sunrise Assisted Living of Studio City (hereinafter referred to as the "Facility").
B. Owner wishes to appoint Manager as manager of the Facility and Manager desires to accept such appointment and manage the Facility.
NOW, THEREFORE, the parties hereto agree as follows:
ARTICLE I DEFINITIONS
The following terms shall have the following meanings when used in this Agreement:
Section 1.01 Accountants. The term "Accountants" shall mean Ernst & Young LLP, or such other firm of independent certified public accountants as may be approved by the AEW Member and Operator.
Section 1.02 Accounting Period. The term "Accounting Period" shall mean the calendar month.
Section 1.03 Adjusted Buy-Out Fee. The term "Adjusted Buy-Out Fee" is defined in Section 12.02(b)(ii).
Section 1.04 AEW Member. AEW Senior Housing Company, LLC, a Delaware limited liability company that is a member of ALUS.
Section 1.05 Affiliate. The term "Affiliate" shall mean with respect to any person or entity (a "Person"), (i) any Person who directly or indirectly through one or more intermediaries controls, is controlled by or is under common control with a Person or (ii) any Person of which a Person is the beneficial owner of a twenty-five percent (25%) or greater interest or (iii) any Person who acquires all or substantially all of the assets of a Person. A Person shall be deemed to control another Person if such Person, directly or indirectly, has the power to direct the management, operations or business of such Person. The term "beneficial owner" is to be determined in accordance with Rule 13d-3 under the Securities Exchange Act of 1934.
113497
|
Hale and Dorr
As referenced in this Pre-Opening Services and Management Agreement:
Hale and Dorr – 9145 and (617) 261-9540
Facsimile: (617) 261-9555
Copy To: Joseph J. Christian, Esquire
Hale and Dorr LLP
60 State Street
Boston, Massachusetts 02109
Telephone: (617) 526-6947
Facsimile: (617) 526-
dt 37095
;
| Sunrise Assisted Living Inc.
|
Preview
Full Doc
 | 2001 |
Management Agreement
Management Agreement (111K)
Doc #114475: Click preview link for longer preview.
MANAGEMENT AGREEMENT
UNIVERSAL COMPRESSION, INC., AS MANAGER
AND
UCO COMPRESSION LLC, AS AN OWNER
AND
BRL UNIVERSAL COMPRESSION FUNDING I, L.P. AS AN OWNER
FEBRUARY 9, 2001
ALL RIGHTS, TITLE AND INTEREST IN AND TO THIS AGREEMENT ON THE PART OF UCO COMPRESSION LLC AND BRL UNIVERSAL COMPRESSION FUNDING I L.P. HAVE BEEN ASSIGNED TO AND ARE SUBJECT TO A SECURITY INTEREST IN FAVOR OF WELLS FARGO BANK MINNESOTA, NATIONAL ASSOCIATION, AS INDENTURE TRUSTEE, UNDER AN INDENTURE, DATED AS OF FEBRUARY 9, 2001, FOR THE BENEFIT OF THE PERSONS REFERRED TO THEREIN.
{PAGE} 2
MANAGEMENT AGREEMENT
THIS MANAGEMENT AGREEMENT, dated as of February 9, 2001 (as amended, modified or supplemented from time to time in accordance with the terms hereof, this "Agreement") is entered into among UCO Compression LLC, a limited liability company formed under the laws of the state of Delaware whose principal office is at 4440 Brittmoore Road, Houston, Texas (together with its successors and permitted assigns, the "Head Lessee" ), BRL UNIVERSAL COMPRESSION FUNDING I, L.P., a limited partnership organized under the laws of the State of Delaware (together with its successors and assigns, the "Head Lessor"; collectively, with the Head Lessee, the "Owner"), and UNIVERSAL COMPRESSION, INC., a corporation organized under the laws of the state of Delaware whose principal office is at 4440 Brittmoore Road, Houston, Texas (together with its successors and permitted assigns, the "Manager" or "UCI" or "Universal").
RECITALS
WHEREAS, the Owner is the owner of, or otherwise entitled to the use of, the Owner Compressors (as defined below); and
WHEREAS, the Manager is in the business of leasing Compressors to various Users thereof;
WHEREAS, the Head Lessor has leased all of its Compressors to the Head Lessee pursuant to that certain Master Equipment Lease Agreement between Head Lessor and Head Lessee dated as of February 9, 2001;
WHEREAS, the Head Lessee (and, to the extent any Compressors are returned to Head Lessor, the Head Lessor) and the Manager desire to enter into a contract pursuant to which the Manager will operate and sublease to Users (as defined below), the Owner Compressors (as defined below);
NOW, THEREFORE, in consideration of the premises and mutual representations, warranties, covenants and agreements contained herein, the parties hereto hereby agree as follows:
1. DEFINITIONS
Capitalized terms used in this Agreement not otherwise defined herein shall have the meaning assigned to such terms in the Indenture, dated as of February 9, 2001 (the "Indenture"), between the Issuer and Wells Fargo Bank Minnesota, National Association, as indenture trustee (the "Indenture Trustee"); otherwise, terms defined herein shall have the following meanings, and the definitions of such terms shall be equally applicable to the singular and plural forms of such terms:
"ACCOUNT" shall mean the Head Lessee Collection Account as defined in the Head Lessee Security Agreement.
"ACCOUNTANT'S REPORT" shall have the meaning set forth in Section 9.1(j) hereof.
"ADDITIONAL INSURED" shall have the meaning set forth in Section 5.7(b) hereof.
114475
|
Universal
As referenced in this Management Agreement:
Universal Compression Holdings, – and payable.
"MANAGEMENT GUARANTY" means the guaranty, dated as of February 9, 2001,
executed by Universal Compression Holdings, Inc. with respect to the obligation
of the Manager under this Agreement.
"MANAGEMENT TERM" Universal Compression Holdings, – with respect to the Manager, any of the
following: (i) any wholly-owned subsidiary of Universal Compression Holdings,
Inc., Weatherford International or Castle Harlan (ii) any lineal descendant of
any individual controlling Universal Compression Holdings, – shall have the meaning set forth in Section 11.2(a)
hereof.
"UCH" shall mean Universal Compression Holdings, Inc.
"USER" shall have the meaning set forth in Section 1 of the Head
dt 69619
;
First Union
As referenced in this Management Agreement:
First Union Securities, – Contribution Agreement.
"CREDIT AND COLLECTION POLICY" means the credit and collection policy
of Universal specified in Exhibit C attached hereto.
"DEAL AGENT" means First Union Securities, Inc.
"DETERMINATION DATE" shall have the meaning set forth in Section 101 of
the Indenture.
"DOLLARS" shall have the meaning set forth _____________
First Union Securities, – Association
MAC N9311 161
Sixth Street and Marquette Avenue
Minneapolis, MN 55479
Attention: Corporate Trust Services
-- Asset-backed Administration
To the Deal Agent: First Union Securities, Inc.
301 S. College St., TW-9
Charlotte, North Carolina
Attention: Manoj Kumar
To any Series Enhancer: At its address as set _____________
dt 101265
;
Wells Fargo Bank
As referenced in this Management Agreement:
WELLS FARGO BANK
MINNESOTA, – LLC AND BRL UNIVERSAL COMPRESSION FUNDING I L.P. HAVE BEEN ASSIGNED
TO AND ARE SUBJECT TO A SECURITY INTEREST IN FAVOR OF WELLS FARGO BANK
MINNESOTA, NATIONAL ASSOCIATION, AS INDENTURE TRUSTEE, UNDER AN INDENTURE, DATED
AS OF FEBRUARY 9, 2001, FOR THE BENEFIT OF THE PERSONS REFERRED TO _____________
Wells Fargo Bank
Minnesota, – shall have the meaning assigned to such terms in the Indenture, dated as of
February 9, 2001 (the "Indenture"), between the Issuer and Wells Fargo Bank
Minnesota, National Association, as indenture trustee (the "Indenture Trustee");
otherwise, terms defined herein shall have the following meanings, and the
definitions of such _____________
Wells Fargo Bank Minnesota, – agreement, substantially in the
form of Exhibit D to this Agreement among a Lockbox Bank, the Manager, the Head
Lessee, Head Lessor and Wells Fargo Bank Minnesota, National Association, as
indenture trustee, and other parties named therein as any such letter agreement
may be amended or modified from time _____________
WELLS FARGO BANK MINNESOTA, – leased to Head Lessee
the phrase "OWNED BY BRL UNIVERSAL COMPRESSION FUNDING I LP AND SUBJECT TO A
SECURITY INTEREST IN FAVOR OF WELLS FARGO BANK MINNESOTA, NATIONAL ASSOCIATION
AS INDENTURE TRUSTEE" and (ii) in the case of Head Lessee Compressors, "OWNED BY
UCO COMPRESSION LLC AND SUBJECT TO _____________
WELLS FARGO
BANK MINNESOTA, – and (ii) in the case of Head Lessee Compressors, "OWNED BY
UCO COMPRESSION LLC AND SUBJECT TO A SECURITY INTEREST IN FAVOR OF WELLS FARGO
BANK MINNESOTA, NATIONAL ASSOCIATION AS INDENTURE TRUSTEE" or in each case other
appropriate words designated by the Indenture Trustee, with appropriate changes
thereof and _____________
dt 102915
;
|
Gardere Wynne
As referenced in this Management Agreement:
Gardere Wynne – makes herein by this reference
each of the representations and warranties made by it to Gardere Wynne Sewell
LLP. in support of their opinions issued and delivered in connection with the
dt 36790
;
BRL Universal Equipment Corp.
|
Preview
Full Doc
 | 2003 |
Management Agreement
Management Agreement (23K)
Doc #114866: Click preview link for longer preview.
MANAGEMENT AGREEMENT
This Management Agreement (this "Agreement") is entered into as of the 22nd day of November, 2002, by and between National Waterworks, Inc., a Delaware corporation (the "Company"), THL Managers V, LLC, a Delaware limited liability company ("THL") and J.P. Morgan Partners, LLC, a Delaware limited liability company ("JPMP" and, together with THL, the "Sponsors").
WHEREAS, the Company has entered into a certain Asset Purchase Agreement (the "Purchase Agreement") dated as of September 12, 2002, pursuant to which it shall acquire substantially all of the assets and liabilities of U.S. Filter Distribution Group, Inc., a Georgia corporation, from United States Filter Corporation (the "Transaction").
WHEREAS, certain Affiliates (as defined herein) of THL and JPMP have provided equity financing to the Company's parent, National Waterworks Holdings, Inc. ("Holdings") pursuant to that certain Sponsor Purchase Agreement, dated as of November 22, 2002, in connection with the consummation of the Transaction (the "Closing").
WHEREAS, the Sponsors have staff specifically skilled in corporate finance, strategic corporate planning, and other management skills and advisory services.
WHEREAS, the Company will require the Sponsors' special skills and management advisory services in connection with its business operations and execution of its strategic plan.
WHEREAS, the Sponsors are willing to provide such skills and services to the Company.
NOW, THEREFORE, in consideration of the mutual covenants contained herein, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto, intending to be legally bound, hereby agree as follows:
1. SERVICES. Each Sponsor, severally and not jointly, hereby agrees that if during the term of this Agreement (the "Term") the Company reasonably and specifically requests that the Sponsors provide the services set forth below and the Sponsors agree to provide such services, the Sponsors or one of their Controlled Affiliates will:
114866
|
O'Melveny
As referenced in this Management Agreement:
O'Melveny &
Myers – limited to the fees
and disbursements of Weil, Gotshal & Manges LLP, counsel to THL, and O'Melveny &
Myers LLP, counsel to JPMP, and any other consultants or advisors retained by
the Sponsors or O'Melveny & Myers – Americas
New York, New York 10020
Attention: Stephen Murray
with a copy to:
- 5 -
{PAGE}
O'Melveny & Myers LLP
30 Rockefeller Plaza
New York, New York 10112
Attention: Gregory A. Gilbert, Esq.
Telecopier: (
dt 32650
;
Weil Gotshal
As referenced in this Management Agreement:
Weil, Gotshal – in connection with this Agreement, including but not limited to the fees
and disbursements of Weil, Gotshal & Manges LLP, counsel to THL, and O'Melveny &
Myers LLP, counsel to JPMP, and Weil, Gotshal – MA 02109
Attention: Mr. Anthony J. DiNovi
Telecopier: (617)227-3514
with a copy to:
Weil, Gotshal & Manges LLP
101 Federal Street
Boston, Massachusetts 02110
Attention: James Westra, Esq.
Telecopier: (617)
dt 32004
;
| National Waterworks Inc.
|
Preview
Full Doc
 | 2003 |
Tax Allocation Agreement
Tax Allocation Agreement (85K)
Doc #115008: Click preview link for longer preview.
--------------------------------------------------------------------------------
FORM OF
TAX ALLOCATION AGREEMENT
by and between
CONEXANT SYSTEMS, INC.
and
MINDSPEED TECHNOLOGIES, INC.
----------------------------
[ ], 2003
----------------------------
-------------------------------------------------------------------------------- {PAGE} TABLE OF CONTENTS
{TABLE} {CAPTION} Page ---- {S} {C} {C}
ARTICLE I DEFINITIONS............................................... 1 Section 1.01 General................................................... 1 Section 1.02 Schedules, etc............................................ 8
ARTICLE II FILING OF TAX RETURNS; PAYMENT OF TAXES; REFUNDS.......... 8 Section 2.01 Preparation of Tax Returns................................ 8 Section 2.02 Payment of Taxes.......................................... 10 Section 2.03 Tax Refunds and Carrybacks................................ 13 Section 2.04 Allocation of Straddle Period Taxes....................... 14
ARTICLE III TAX INDEMNIFICATION; TAX CONTESTS......................... 15 Section 3.01 Indemnification........................................... 15 Section 3.02 Mindspeed Tax Acts........................................ 17 Section 3.03 Notice of Indemnity....................................... 18 Section 3.04 Payments.................................................. 18 Section 3.05 Tax Contests.............................................. 20
ARTICLE IV OPTIONS; COMPENSATION PAYMENTS; INTEREST CHARGE FOR LATE PAYMENTS; CURRENCY CALCULATIONS; EFFECTIVE TIME OF TRANSACTIONS.............................................. 21 Section 4.01 Stock Options; Restricted Shares.......................... 21 Section 4.02 Compensation Payments..................................... 23 Section 4.03 Change in Law............................................. 24 Section 4.04 Interest Charge for Late Payments......................... 24 Section 4.05 Currency Calculations..................................... 24 Section 4.06 Effective Time of Transaction............................. 24
ARTICLE V COOPERATION AND EXCHANGE OF INFORMATION................... 25 Section 5.01 Inconsistent Actions...................................... 25 Section 5.02 [Intentionally Omitted]................................... 25 Section 5.03 [Intentionally Omitted]................................... 25 Section 5.04 Cooperation and Exchange of Information................... 25 Section 5.05 Tax Records............................................... 26 {/TABLE}
i {PAGE} {TABLE} {S} {C} {C} ARTICLE VI MISCELLANEOUS............................................. 27 Section 6.01 Entire Agreement; Construction............................ 27 Section 6.02 Effectiveness............................................. 27 Section 6.03 Survival of Agreements.................................... 27 Section 6.04 Governing Law............................................. 27 Section 6.05 Notices................................................... 27 Section 6.06 Amendments................................................ 28 Section 6.07 Successors and Assigns.................................... 28 Section 6.08 Captions; Currency........................................ 28 Section 6.09 Severability.............................................. 28 Section 6.10 Parties in Interest....................................... 28 Section 6.11 Schedules................................................. 29 Section 6.12 Termination............................................... 29 Section 6.13 Waivers; Remedies......................................... 29 Section 6.14 Counterparts.............................................. 29 Section 6.15 Performance............................................... 29 Section 6.16 Interpretation............................................ 29 Section 6.17 Dispute Resolution........................................ 30 {/TABLE}
ii {PAGE} TAX ALLOCATION AGREEMENT
TAX ALLOCATION AGREEMENT (this "AGREEMENT") dated as of [ ], 2003 by and between CONEXANT SYSTEMS, INC., a Delaware corporation ("CONEXANT"), and MINDSPEED TECHNOLOGIES, INC., a Delaware corporation and, as of the date hereof, a wholly-owned subsidiary of Conexant ("MINDSPEED").
WHEREAS, the Conexant Board (as defined herein) has determined that it is appropriate and desirable, subject to the terms and conditions contained in the Distribution Agreement by and between Conexant and Mindspeed dated as of the date hereof ("DISTRIBUTION AGREEMENT") for Conexant to distribute on a pro rata basis to holders of shares of Conexant Common Stock (as defined herein) the outstanding shares of Mindspeed Common Stock owned by Conexant; and
WHEREAS, Conexant and Mindspeed wish to provide for and agree upon the allocation between the Conexant Tax Group (as defined herein) and the Mindspeed Tax Group (as defined herein) of all responsibilities, liabilities and benefits relating to or affecting Taxes (as defined herein) paid or payable by either of them for all taxable periods, whether beginning before, on or after the Distribution Date (as defined herein).
NOW, THEREFORE, in consideration of the premises and of the respective agreements contained in this Agreement, the parties hereto hereby agree as follows:
ARTICLE I
DEFINITIONS
SECTION 1.01 GENERAL. As used in this Agreement, the following terms shall have the following meanings (such meanings to be equally applicable to both the singular and plural forms of the terms defined). Any capitalized term not otherwise defined in this Agreement shall have the meaning ascribed to it in the Distribution Agreement.
"ACTUALLY REALIZED" shall mean, for purposes of determining the timing of any Taxes (or related Tax cost or benefit) relating to any payment, transaction, occurrence or event, the time at which the amount of Taxes (including estimated Taxes) payable by any person is increased above or reduced below, as the {PAGE} case may be, the amount of Taxes that such person would be required to pay but for the payment, transaction, occurrence or event.
"BOEING" shall mean The Boeing Company, a Delaware corporation.
"BOEING TAX GROUP" shall mean Boeing and its affiliates.
"CODE" shall mean the Internal Revenue Code of 1986, as amended, or any successor legislation.
"COMPENSATION PAYMENTS" shall mean all non-qualified employee benefit plan and welfare benefit plan payments made under the Employee Matters Agreement dated the date hereof by and between Conexant and Mindspeed.
"CONEXANT" shall have the meaning ascribed thereto in the preamble.
"CONEXANT BOARD" shall mean the Board of Directors of Conexant or a duly authorized committee thereof.
"CONEXANT COMMON STOCK" shall mean the Common Stock, par value of $1 per share, of Conexant and the associated preferred share purchase rights.
"CONEXANT COMMON STOCK OPTIONS" shall mean options to acquire Conexant Common Stock.
"CONEXANT GROUP EMPLOYEES AND FORMER EMPLOYEES" shall mean individuals (i) who are employees of any member of the Conexant Tax Group on the date of the event giving rise to a deduction in respect of any Compensation Payments made to such individuals or Stock Options or Restricted Stock held by such individuals, or (ii) whose most recent employment with any member of the Conexant Tax Group or the Mindspeed Tax Group prior to such date was more closely associated with the Broadband Business or some other business rather than the Mindspeed Business.
"CONEXANT/MINDSPEED TAX GROUP" shall mean any corporation or other legal entity which is a member of the Conexant Tax Group or the Mindspeed Tax Group but only with respect to taxable periods (or portions thereof) ending on or before or including the Distribution Date.
"CONEXANT RESTRICTED STOCK" shall mean shares of Conexant Common Stock subject to restrictions on transferability and subject to a substantial risk of forfeiture.
115008
|
Conexant
As referenced in this Tax Allocation Agreement:
CONEXANT SYSTEMS, INC. –
EX-10.7
12
Exhibit 10.7
[5/13/03]
--------------------------------------------------------------------------------
FORM OF
TAX ALLOCATION AGREEMENT
by and between
CONEXANT SYSTEMS, INC.
and
MINDSPEED TECHNOLOGIES, INC.
----------------------------
[ ], 2003
----------------------------
--------------------------------------------------------------------------------
TABLE OF CONTENTS
Page
----
ARTICLE I DEFINITIONS............................................... 1
Section 1.01 General................................................... 1
Section 1.02 Schedules, etc............................................ _____________
CONEXANT SYSTEMS, INC. – 29
Section 6.16 Interpretation............................................ 29
Section 6.17 Dispute Resolution........................................ 30
ii
TAX ALLOCATION AGREEMENT
TAX ALLOCATION AGREEMENT (this "AGREEMENT") dated as of [ ], 2003 by
and between CONEXANT SYSTEMS, INC. , a Delaware corporation ("CONEXANT"), and
MINDSPEED TECHNOLOGIES, INC., a Delaware corporation and, as of the date hereof,
a wholly-owned subsidiary of Conexant ("MINDSPEED").
WHEREAS, the Conexant Board (as _____________
CONEXANT SYSTEMS, INC. – Distribution Agreement.
30
IN WITNESS WHEREOF, this Agreement has been duly executed and
delivered by the duly authorized officers of the parties as of the date first
hereinabove written.
CONEXANT SYSTEMS, INC.
By:
-----------------------------
Name:
Title:
MINDSPEED TECHNOLOGIES, INC.
By:
-----------------------------
Name:
Title:
31
_____________
dt 1852285
;
Mindspeed
As referenced in this Tax Allocation Agreement:
MINDSPEED TECHNOLOGIES INC –
MINDSPEED TECHNOLOGIES INC _____________
MINDSPEED TECHNOLOGIES, INC. –
EX-10.7
12
Exhibit 10.7
[5/13/03]
--------------------------------------------------------------------------------
FORM OF
TAX ALLOCATION AGREEMENT
by and between
CONEXANT SYSTEMS, INC.
and
MINDSPEED TECHNOLOGIES, INC.
----------------------------
[ ], 2003
----------------------------
--------------------------------------------------------------------------------
TABLE OF CONTENTS
Page
----
ARTICLE I DEFINITIONS............................................... 1
Section 1.01 General................................................... 1
Section 1.02 Schedules, etc............................................ 8
ARTICLE II FILING _____________
MINDSPEED TECHNOLOGIES, INC. – 17 Dispute Resolution........................................ 30
ii
TAX ALLOCATION AGREEMENT
TAX ALLOCATION AGREEMENT (this "AGREEMENT") dated as of [ ], 2003 by
and between CONEXANT SYSTEMS, INC., a Delaware corporation ("CONEXANT"), and
MINDSPEED TECHNOLOGIES, INC. , a Delaware corporation and, as of the date hereof,
a wholly-owned subsidiary of Conexant ("MINDSPEED").
WHEREAS, the Conexant Board (as defined herein) has determined that
it is appropriate _____________
MINDSPEED TECHNOLOGIES, INC. – WHEREOF, this Agreement has been duly executed and
delivered by the duly authorized officers of the parties as of the date first
hereinabove written.
CONEXANT SYSTEMS, INC.
By:
-----------------------------
Name:
Title:
MINDSPEED TECHNOLOGIES, INC.
By:
-----------------------------
Name:
Title:
31
_____________
dt 1852360
;
|
Rockwell
As referenced in this Tax Allocation Agreement:
Rockwell Automation, – a decrease in income, gain or
recapture, of the taxpayer for any Post-Tax Indemnification Period.
"RIGHTS" shall have the meaning ascribed thereto in the Distribution
Agreement.
"ROCKWELL" shall mean Rockwell Automation, Inc., formerly named
Rockwell International Corporation, a Delaware corporation.
"ROCKWELL COMMON STOCK" shall mean the Common Stock, par value of $1
per share, of Rockwell.
"ROCKWELL TAX GROUP" shall _____________
dt 1465439
;
JPMorgan Chase
As referenced in this Tax Allocation Agreement:
JPMorgan Chase – bear interest from the due date thereof until paid at a rate
equal to the JPMorgan Chase Bank base rate in effect from time to time during
such period plus 1%.
SECTION
dt 45628
;
Chadbourne
As referenced in this Tax Allocation Agreement:
Chadbourne & Parke – 17
{PAGE}
obtained from the IRS which is satisfactory to Conexant or the advice of
Chadbourne & Parke LLP or other nationally recognized tax counsel to Conexant,
which advice shall be satisfactory to
dt 34747
|
Preview
Full Doc
 | 2003 |
Articles of Amendment and Restatement [Form]
Articles of Amendment and Restatement [Form] (49K)
Doc #115812: Click preview link for longer preview.
MAGUIRE PROPERTIES, INC.
FORM OF ARTICLES OF AMENDMENT AND RESTATEMENT
FIRST: Maguire Properties, Inc., a Maryland corporation (the "Corporation"), desires to amend and restate its charter as currently in effect and as hereinafter amended.
SECOND: The following provisions are all the provisions of the charter currently in effect and as hereinafter amended:
ARTICLE I
NAME
The name of the Corporation is:
Maguire Properties, Inc.
ARTICLE II
PURPOSE
The purposes for which the Corporation is formed are to engage in any lawful act or activity (including, without limitation or obligation, engaging in business as a real estate investment trust under the Internal Revenue Code of 1986, as amended, or any successor statute (the "Code")) for which corporations may be organized under the general laws of the State of Maryland as now or hereafter in force. For purposes of these Articles, "REIT" means a real estate investment trust under Sections 856 through 860 of the Code.
ARTICLE III
PRINCIPAL OFFICE IN STATE AND RESIDENT AGENT
The address of the principal office of the Corporation in the State of Maryland is c/o Venable, Baetjer and Howard, LLP, 1800 Mercantile Bank & Trust Bldg., 2 Hopkins Plaza, Baltimore, Maryland 21201, Attention: James J. Hanks, Jr. The name of the resident agent of the {PAGE} Corporation in the State of Maryland is James J. Hanks, Jr., whose post office address is c/o Venable, Baetjer and Howard, LLP, 1800 Mercantile Bank & Trust Bldg., 2 Hopkins Plaza, Baltimore, Maryland 21201. The resident agent is a citizen of and resides in the State of Maryland.
ARTICLE IV
PROVISIONS FOR DEFINING, LIMITING AND REGULATING CERTAIN POWERS OF THE CORPORATION AND OF THE STOCKHOLDERS AND DIRECTORS
Section 4.1 Number of Directors. The business and affairs of the Corporation shall be managed under the direction of the Board of Directors. The number of directors of the Corporation initially shall be seven (7), which number may be increased or decreased pursuant to the Bylaws, but shall never be less than the minimum number required by the Maryland General Corporation Law. The names of the directors who shall serve until the first annual meeting of stockholders and until their successors are duly elected and qualify are:
Robert F. Maguire III, Chairman of the Board Richard I. Gilchrist Lawrence S. Kaplan Caroline S. McBride Andrea L. Van de Kamp Walter L. Weisman
These directors may increase the number of directors and may fill any vacancy, whether resulting from an increase in the number of directors or otherwise, on the Board of Directors occurring before the first annual meeting of stockholders in the manner provided in the Bylaws.
2 {PAGE}
Section 4.2 Extraordinary Actions. Except as specifically provided in Section 4.8 (relating to removal of directors) and in Article VI, notwithstanding any provision of law permitting or requiring any action to be taken or approved by the affirmative vote of the holders of shares entitled to cast a greater number of votes, any such action shall be effective and valid if taken or approved by the affirmative vote of holders of shares entitled to cast a majority of all the votes entitled to be cast on the matter.
Section 4.3 Authorization by Board of Stock Issuance. The Board of Directors may authorize the issuance from time to time of shares of stock of the Corporation of any class or series, whether now or hereafter authorized, or securities or rights convertible into shares of its stock of any class or series, whether now or hereafter authorized, for such consideration as the Board of Directors may deem advisable (or without consideration in the case of a stock split or
115812
|
Maguire
As referenced in this Articles of Amendment and Restatement [Form]:
MAGUIRE PROPERTIES, –
{DOCUMENT}
{TYPE}EX-3.1
{SEQUENCE}3
{PAGE}
Exhibit 3.1
MAGUIRE PROPERTIES, INC.
FORM OF
ARTICLES OF AMENDMENT AND RESTATEMENT
FIRST: Maguire Properties, Inc., a Maryland corporation (the
"Corporation"), desires to amend and restate _____________
Maguire Properties, –
{DOCUMENT}
{TYPE}EX-3.1
{SEQUENCE}3
{PAGE}
Exhibit 3.1
MAGUIRE PROPERTIES, INC.
FORM OF
ARTICLES OF AMENDMENT AND RESTATEMENT
FIRST: Maguire Properties, Inc., a Maryland corporation (the
"Corporation"), desires to amend and restate its charter as currently in effect
and as hereinafter amended.
SECOND: _____________
Maguire Properties, – are all the provisions of the
charter currently in effect and as hereinafter amended:
ARTICLE I
NAME
The name of the Corporation is:
Maguire Properties, Inc.
ARTICLE II
PURPOSE
The purposes for which the Corporation is formed are to engage in
any lawful act or activity (including, _____________
Maguire Properties, – shares of Common Stock that
may be acquired upon conversion, exchange or exercise of any securities of the
Corporation or any securities of Maguire Properties, L.P. directly or
constructively held by such Person, but not Common Stock issuable with respect
to the conversion, exchange or exercise _____________
Maguire Properties, – but not Common Stock issuable with respect
to the conversion, exchange or exercise of securities of the
8
{PAGE}
Corporation or securities of Maguire Properties, L.P. held by other Persons,
shall be deemed to be outstanding prior to conversion, exchange or exercise.
"Charitable Beneficiary" shall mean _____________
dt 110225
;
Maguire
As referenced in this Articles of Amendment and Restatement [Form]:
Maguire Properties, L.P. – shares of Common Stock that
may be acquired upon conversion, exchange or exercise of any securities of the
Corporation or any securities of Maguire Properties, L.P. directly or
constructively held by such Person, but not Common Stock issuable with respect
to the conversion, exchange or exercise of securities _____________
Maguire Properties, L.P. – but not Common Stock issuable with respect
to the conversion, exchange or exercise of securities of the
8
{PAGE}
Corporation or securities of Maguire Properties, L.P. held by other Persons,
shall be deemed to be outstanding prior to conversion, exchange or exercise.
"Charitable Beneficiary" shall mean one or _____________
dt 157627
;
|
Venable
As referenced in this Articles of Amendment and Restatement [Form]:
Venable, – of the principal office of the Corporation in the State
of Maryland is c/o Venable, Baetjer and Howard, LLP, 1800 Mercantile Bank &
Trust Bldg., 2 Hopkins Plaza, Baltimore, Maryland Venable, – State of Maryland is James J. Hanks, Jr., whose post office
address is c/o Venable, Baetjer and Howard, LLP, 1800 Mercantile Bank & Trust
Bldg., 2 Hopkins Plaza, Baltimore, Maryland
dt 31821
;
Venable Baetjer
As referenced in this Articles of Amendment and Restatement [Form]:
Venable, Baetjer – OFFICE IN STATE AND RESIDENT AGENT
The address of the principal office of the Corporation in the State
of Maryland is c/o Venable, Baetjer and Howard, LLP, 1800 Mercantile Bank &
Trust Bldg., 2 Hopkins Plaza, Baltimore, Maryland 21201, Attention: James J.
Hanks, Jr. The name of _____________
Venable, Baetjer – resident agent of the
{PAGE}
Corporation in the State of Maryland is James J. Hanks, Jr., whose post office
address is c/o Venable, Baetjer and Howard, LLP, 1800 Mercantile Bank & Trust
Bldg., 2 Hopkins Plaza, Baltimore, Maryland 21201. The resident agent is a
citizen of and _____________
dt 109334
|
Preview
Full Doc
 | 2003 |
Deed of Lease
Deed of Lease (247K)
Doc #115849: Click preview link for longer preview.
{DOCUMENT} {TYPE}EX-10 {SEQUENCE}4 DEED OF LEASE
by and between
CNL RETIREMENT MA3 VIRGINIA, LP a Delaware limited partnership, (as "Landlord"),
and
MARRIOTT CONTINUING CARE, LLC, a Delaware limited liability company, (as "Tenant")
for
The Fairfax Continuing Care Retirement Community 9140 Belvoir Wood Parkway, Ft. Belvoir, Virginia
DATED AS OF MARCH 28, 2003
{PAGE} {TABLE} {CAPTION} {s}{c}
TABLE OF CONTENTS
I. DEFINITIONS...................................................................................................1
II. LEASED PROPERTY AND TERM....................................................................................14
Section 2.1 Leased Property..................................................................14
Section 2.2 Condition of Leased Property.....................................................15
Section 2.3 Fixed Term.......................................................................15
Section 2.4 Extended Term....................................................................15
III. RENT.......................................................................................................16
Section 3.1 Rent.............................................................................16
Section 3.2 Late Payment of Rent, Etc........................................................19
Section 3.3 Net Lease........................................................................20
Section 3.4 Lifecare Bonds...................................................................21
IV. USE OF THE LEASED PROPERTY..................................................................................23
Section 4.1 Permitted Use....................................................................23
Section 4.2 Necessary Approvals..............................................................23
Section 4.3 Lawful Use, Etc..................................................................23
Section 4.4 Compliance with Legal/Insurance Requirements, Etc................................23
Section 4.5 Environmental Matters............................................................23
Section 4.6 Title Encumbrances...............................................................25
V. MAINTENANCE AND REPAIRS......................................................................................26
Section 5.1 Maintenance and Repair...........................................................26
Section 5.2 Tenant's Personal Property.......................................................31
Section 5.3 Yield Up.........................................................................31
VI. IMPROVEMENTS, ETC...........................................................................................32
Section 6.1 Improvements to the Leased Property..............................................32
Section 6.2 Construction.....................................................................32
Section 6.3 Salvage..........................................................................32
Section 6.4 Equipment Leases.................................................................32
VII. LIENS......................................................................................................33
VIII. PERMITTED CONTESTS........................................................................................33
IX. INSURANCE...................................................................................................34
Section 9.1 General Insurance Requirements...................................................34
115849
|
Marriott Int'l
As referenced in this Deed of Lease:
Marriott International, Inc – portion thereof, five percent (5%).
"Assumption Agreement" means that certain Assumption and Reimbursement
Agreement dated as of March 28, 2003 by and among Marriott International, Inc .
and Tenant, as assignors, and CNL Retirement Properties, Inc., CNL Retirement
MA3 Pennsylvania, LP, and Landlord, as assignees.
"Award" shall mean all _____________
Marriott International, Inc – dated as of March 28,
2003 by and among (i) Tenant, (ii) CNL Retirement MA3, LP, a Delaware limited
partnership, or assigns, (iii) Marriott International, Inc ., a Delaware
corporation and (iv) CNL Retirement Properties, Inc., a Maryland corporation,
pertaining to purchase and sale of the Leased Property.
"Fiscal _____________
Marriott International, Inc – respect to the same.
"Landlord's Additional Funding Obligation" shall mean the sum of
$3,247,959.00 less any amount paid to Marriott International, Inc . pursuant to
Section 3 of the First Amendment to the Purchase and Sale Agreement as relating
to expenditures made by Marriott International, _____________
Marriott International, Inc – Marriott International, Inc. pursuant to
Section 3 of the First Amendment to the Purchase and Sale Agreement as relating
to expenditures made by Marriott International, Inc . on the Leased Property
prior to the Commencement Date.
"Landlord's Additional Investment" shall mean the cost of any repairs,
maintenance, renovations _____________
Marriott International, Inc – Sale Agreement, dated
as of December 20, 2002, by and between CNL Retirement MA3, LP, as purchaser,
Marriott Continuing Care, LLC, as seller, Marriott International, Inc ., as may
be amended from time to time.
"Refundable Entrance Fees" means any entrance fees paid by residents
upon commencing residence at _____________
dt 275868
;
Sunrise Senior
As referenced in this Deed of Lease:
Sunrise Senior Living Services, Inc – O. Box 2809
Orlando, FL 32802-2809
Attn: Thomas E. Francis, Esq.
Phone: (407) 843-4600
Fax: (407) 843-4444
If to Tenant:
Sunrise Senior Living Services, Inc .
7902 Westpark Drive
McLean, Virginia 22102
Attn: Tiffany Tomasso
Phone: (703) 744-1607
Fax: (703) 744-1628
with copy to:
Sunrise Senior _____________
Sunrise Senior Living Services, Inc – Living Services, Inc.
7902 Westpark Drive
McLean, Virginia 22102
Attn: Tiffany Tomasso
Phone: (703) 744-1607
Fax: (703) 744-1628
with copy to:
Sunrise Senior Living Services, Inc .
7902 Westpark Drive
McLean, Virginia 22102
Attn: John Gaul, General Counsel
Phone: (703) 744-1710
Fax: (703) 744-1628
with copy to:
_____________
dt 268262
;
|
Hogan & Hartson
As referenced in this Deed of Lease:
Hogan & Hartson, – John Gaul, General Counsel
Phone: (703) 744-1710
Fax: (703) 744-1628
with copy to:
Hogan & Hartson, L.L.P.
8300 Greensboro Drive, Suite 1100
McLean, Virginia 22102
Attn: Lee Berner,
dt 37292
;
CNL Retirement Properties Inc
|
Preview
Full Doc
 | 2003 |
Master Purchase, Sale and Lease Transfer Agreement
Master Purchase, Sale and Lease Transfer Agreement (138K)
Doc #115960: Click preview link for longer preview.
MASTER PURCHASE, SALE AND LEASE TRANSFER AGREEMENT
AMSOUTH BANK ("Seller")
and
FIRST STATES GROUP, L.P.
("Purchaser")
DATED: May 5, 2003
{PAGE}
MASTER PURCHASE, SALE AND LEASE TRANSFER AGREEMENT
THIS MASTER PURCHASE, SALE AND LEASE TRANSFER AGREEMENT ("Agreement") is made this May 5, 2003, between AMSOUTH BANK, an Alabama state banking corporation, having an address at 3000 Galleria Tower, Suite 1600, Birmingham, Alabama, 35244 ("Seller"), and FIRST STATES GROUP, L.P., a Delaware limited partnership having an address at 1725 The Fairway, Jenkintown, Pennsylvania 19046 ("Purchaser").
Preliminary Statement
A. Seller owns or leases various Bank Branch Properties (as hereinafter defined);
B. Seller may, from time to time, and in its sole and absolute discretion, make decisions to close certain Bank Branch Properties and to subsequently dispose of the real estate ("Surplus Branches"); and
C. Seller agrees to sell or assign to Purchaser those Surplus Branches on an ongoing basis, and Purchaser desires to purchase or accept an assignment of the Surplus Branches from Seller on an ongoing basis, all on and subject to the terms and conditions hereinafter provided.
NOW, THEREFORE, in consideration of the covenants and mutual promises contained herein and other good and valuable consideration (the receipt and sufficiency of which are hereby acknowledged), Seller and Purchaser, intending to be legally bound hereby, agree as follows:
1. Defined Terms. The following terms shall have the meanings set forth below when used in this Agreement:
(a) "Bank Branch Property" means a property that is owned in fee simple or leased by Seller and is configured (and is lawfully permitted by legal non-conforming use or otherwise) to operate, without material modification, as a bank branch and may contain (subject to the removal rights of Seller set forth herein) a teller counter, vault, safe deposit boxes, drive-through facilities and equipment, wiring for the security systems, building plans, licenses and permits, and other customary bank branch installations and equipment, provided that a property shall not qualify as a Bank Branch Property unless (i) it is a free standing building or a "pad site" building in a shopping center parking area, (ii) at least 45% of its above-grade gross building area (but not more than 10,000 square feet of above-grade gross building area in the aggregate) is used or readily usable without material modification (but subject to the removal rights of Seller set forth herein) for retail bank branch operations and (iii) at least 50% of the area used for retail bank branch operations is located on the at-grade or a mezzanine level of the main entrance of the building. Bank Branch Properties shall specifically exclude leased, licensed or kiosk locations (even if configured to operate as a bank branch) and buildings not satisfying the requirement set forth above.
(b) "Closed Properties" means Seller's fee or leasehold interest in all Bank Branch Properties that Seller, in Seller's sole and absolute discretion, determines to vacate and elects to sell or assign to Purchaser during the term of this Agreement.
{PAGE}
(c) "Closed Property Designation Date" means as to any Bank Branch Property the date on which Seller notifies Purchaser of Seller's designation of such Bank Branch Property as a Closed Property by giving Purchaser a Closed Property Designation Notice with respect to such Bank Branch Property.
(d) "Fee Property" means a Bank Branch Property owned by Seller in fee simple.
(e) "Closed Property Designation Notice" means a written notice from Seller delivered to Purchaser substantially in the form set forth on Exhibit B attached hereto, which sets forth, at a minimum, (i) the location and street address of the Closed Property, (ii) a description of any Permitted Leases (as hereinafter defined) for the Closed Property, (iii) whether the Closed Property has been vacated by Seller and, if not, the anticipated approximate Operations Closing Date (as hereinafter defined) for the Closed Property, (v) Due Diligence Expiration Date (as hereinafter defined) (vi) Settlement Date, and (vii) Seller's book value for Fee Properties.
(f) "Excluded Properties" means properties that are in one or more of the following categories:
(i) Properties that fail the Book Value Test. As used herein the Book Value Test is an analysis by Seller pursuant to which the Seller determines if the total Purchase Price for all Fee Properties is equal to or greater than the sum of (i) Seller's total book value remaining in all Fee Properties as of the Settlement Date plus (ii) Seller's out-of-pocket costs, as determined by Seller in the exercise of reasonable business judgment, incurred related to the sale of the Fee Properties less (iii) annualized operating expense savings Seller would realize for one year only by disposing of the Fee Properties. Exhibit C to this Agreement lists the annualized operating expenses for each Closed Property. In the event that the Book Value Threshold is satisfied, Seller may not exclude any Fee Properties from this Agreement. In the event that the Book Value Threshold is not satisfied, Seller and Purchaser shall mutually agree on which Fee Properties to exclude from the Agreement in order that Seller is able to achieve the Book Value Threshold. In the event that Seller and Purchaser cannot agree on which Fee Properties should be excluded from the Agreement, either Seller or Purchaser may terminate the Agreement upon ten days written notice to the other party, without penalty;
(ii) Properties that Seller is required to dispose of to a purchaser other than Purchaser by any applicable governmental law or regulation, including, without limitation, properties all or a portion of which are taken pursuant to eminent domain or condemnation proceedings or conveyed by deed in lieu thereof;
(iii) Properties that Seller at any time elects to dispose of to another financial institution as an operating bank branch with customer deposits (even if Seller makes such election after delivery of a Closed Property Designation Notice);
(iv) Properties that Seller at any time elects or is required by applicable governmental law or regulation to continue to use itself or to retain title to pending Seller's decision as to whether or not to sell the same (even if Seller makes such election after delivery of a Closed Property Designation Notice), including, without limitation, properties at which Seller either elects
115960
|
AFRT
As referenced in this Master Purchase, Sale and Lease Transfer Agreement:
AMERICAN FINANCIAL REALTY TRUST –
AMERICAN FINANCIAL REALTY TRUST _____________
dt 1853703
;
Chicago Title
As referenced in this Master Purchase, Sale and Lease Transfer Agreement:
Chicago Title Insurance – hereunder the sum of $250,000 ("Deposit") to be held
in escrow and disbursed as herein provided. The Deposit shall be deposited with
Chicago Title Insurance Company ("Escrow Agent").
(b) The interest earned (if any) on the Deposit shall be part of the
Deposit. Provided that Purchaser is not _____________
dt 157764
;
AmSouth Bank
As referenced in this Master Purchase, Sale and Lease Transfer Agreement:
AMSOUTH BANK
–
{DOCUMENT}
{TYPE}EX-10.11
{SEQUENCE}9
{PAGE}
Exhibit 10.11
MASTER PURCHASE, SALE AND LEASE TRANSFER AGREEMENT
AMSOUTH BANK
("Seller")
and
FIRST STATES GROUP, L.P.
("Purchaser")
DATED: May 5, 2003
{PAGE}
MASTER PURCHASE, SALE AND LEASE TRANSFER AGREEMENT
THIS MASTER _____________
AMSOUTH BANK, – MASTER PURCHASE, SALE AND LEASE TRANSFER AGREEMENT
THIS MASTER PURCHASE, SALE AND LEASE TRANSFER AGREEMENT ("Agreement") is
made this May 5, 2003, between AMSOUTH BANK, an Alabama state banking
corporation, having an address at 3000 Galleria Tower, Suite 1600, Birmingham,
Alabama, 35244 ("Seller"), and FIRST STATES GROUP, _____________
AMSOUTH BANK
– WITNESS WHEREOF, the parties hereto, intending to be legally bound
hereby, have executed this Agreement as of the date first written above.
SELLER
AMSOUTH BANK
An Alabama state banking corporation
By:_________________________________
, [Senior Vice] President
Date of Execution: May __, 2003
PURCHASER
FIRST STATES GROUP, L.P.
_____________
AMSOUTH BANK
– Parcel No. Sq. Ft. Operatios Dark Period
Street Address Closing Date Expiration Date
=========================================================================================================================
{S} {C} {C} {C} {C} {C} {C} {C} {C}
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SELLER:
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AMSOUTH BANK
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By: _________________________
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Name:_________________________
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Title:________________________
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Date: _______________________
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{/TABLE}
27
{PAGE}
EXHIBIT C
Closed Property Annualized Operating Expenses
28
{PAGE}
EXHIBIT D
_____________
AmSouth Bank – the
confidentiality obligations contained herein shall survive the termination of
the Letter Agreement.
It is understood and agreed that this contract is between AmSouth Bank and
APPRAISER FIRM NAME. The appraisal must be performed and the report signed by
you. In addition, you must personally inspect the property. _____________
dt 215540
;
|
First Union
As referenced in this Master Purchase, Sale and Lease Transfer Agreement:
First Union National Bank – No.:
Account Name:
Fund's Transfer Agent:
Amount:
39
{PAGE}
SCHEDULE B
PERMITTED SUBSTITUTE COLLATERAL
1) United States Treasury Bills and Notes
2) First Union National Bank Certificates of Deposit
3) Any other account type agreed to by Pledgor and Pledgee
Amount: $_________________________
40
{PAGE}
EXHIBIT F
Form of Assignment _____________
dt 184131
;
Morgan Lewis
As referenced in this Master Purchase, Sale and Lease Transfer Agreement:
Morgan, Lewis – Closed Properties pursuant to any provision hereof). All Settlements shall occur
at the office of Morgan, Lewis & Bockius LLP, 1701 Market Street, Philadelphia,
Pennsylvania, or at such other place as Seller Morgan, Lewis – PA 19046, Attention: Mr. Nicholas Schorsch,
facsimile number (215) 887-2585; with a copy to Morgan, Lewis Bockius LLP, 1701
Market Street, Philadelphia, PA 19103, Attention: Eric L. Stern, Esquire,
facsimile
dt 32421
;
First States Group, L.P.
|
Preview
Full Doc
 | 2003 |
Agreement of Sale and Purchase [Amended and Restated]
Agreement of Sale and Purchase [Amended and Restated] (105K)
Doc #115975: Click preview link for longer preview.
AMENDED AND RESTATED AGREEMENT OF SALE AND PURCHASE
BETWEEN
BANK OF AMERICA, N.A. ("SELLER")
AND
FIRST STATES GROUP, L.P. ("PURCHASER")
Dated: April 16, 2003
{PAGE}
TABLE OF CONTENTS {TABLE} {CAPTION} Page {S} {C} PRELIMINARY STATEMENT ............................................................. 1
1. DEFINED TERMS ..................................................................... 1
2. SALE AND PURCHASE OF PROPERTIES ................................................... 6
3. PROPERTIES - REAL AND PERSONAL ASSETS ............................................. 7
4. PURCHASE PRICE .................................................................... 8
5. MASTER LEASE AGREEMENT ............................................................ 8
6. CLOSING; CLOSING PROCEDURE ........................................................ 9
7. TITLE ............................................................................. 10
8. SERVICE AND MAINTENANCE CONTRACTS ................................................. 12
9. DOCUMENTS TO BE DELIVERED BY SELLER AT CLOSING .................................... 13
10. DOCUMENTS TO BE DELIVERED BY PURCHASER AT CLOSING ................................. 15
11. POSSESSION; RELEASE PREMISES ...................................................... 15
12. ADJUSTMENTS ....................................................................... 16
13. EXPENSES .......................................................................... 17
14. DEFAULT ........................................................................... 18
15. RISK OF LOSS ...................................................................... 19
16. BROKERS ........................................................................... 19 {/TABLE}
-i-
{PAGE}
TABLE OF CONTENTS {TABLE} {CAPTION} Page {S} {C} 17. PROPERTIES "AS-IS." ............................................................... 20
18. DISCLAIMER ........................................................................ 20
19. DUE DILIGENCE PERIOD; PURCHASER'S ACCESS TO PROPERTIES ............................ 22
20. NOTICES AND ASSESSMENTS; TAX APPEALS .............................................. 26
21. NOTICES ........................................................................... 26
22. NO SURVIVAL ....................................................................... 27
23. FURTHER ASSURANCES ................................................................ 27
24. ESTOPPEL CERTIFICATES; SNDA ....................................................... 27
25. MISCELLANEOUS ..................................................................... 27
26. PURCHASER'S REPRESENTATIONS ....................................................... 29
27. SELLER'S REPRESENTATIONS .......................................................... 29
28. INDEMNIFICATION ................................................................... 30
29. MARKETING ......................................................................... 31
30. NO OFFER .......................................................................... 31
31. NO LIABILITY ...................................................................... 31 {/TABLE}
-ii-
{PAGE}
AMENDED AND RESTATED AGREEMENT OF SALE AND PURCHASE
THIS AMENDED AND RESTATED AGREEMENT OF SALE AND PURCHASE ("Agreement") is made and entered into as of April 16, 2003, by and between BANK OF AMERICA, N.A., a national banking association, having an address at 100 North Tryon Street, Suite 5210, NC1-007-52-02, Charlotte, NC 28255 ("Seller"), and FIRST STATES GROUP, L.P., a Delaware limited partnership, having an address at 1725 The Fairway, Jenkintown, Pennsylvania 19046 ("Purchaser"). Terms with initial capital letters shall have the meanings assigned to such terms in Section 1.
BACKGROUND
A. Seller owns various Parcels, Buildings and Appurtenances more particularly described on Exhibit A hereto (collectively, the "Properties" and, individually, a "Property"), which Seller desires to sell, and Purchaser desires to Purchase, on the terms and conditions herein provided.
B. Seller and Purchaser were parties to that certain Agreement of Sale and Purchase dated February 14, 2003 (as amended, the "Prior Agreement") relating to the certain of the Properties.
C. Seller and Purchaser desire to amend and restate the Prior Agreement in its entirety to (i) amend and restate its terms and conditions and (ii) make it applicable to the Properties.
NOW, THEREFORE, in consideration of the covenants and mutual promises contained herein and other good and valuable consideration (the receipt and sufficiency of which are hereby acknowledged), Seller and Purchaser, intending to be legally bound hereby, agree to amend and restate the Prior Agreement in its entirety, as follows:
1. Defined Terms. The following terms shall have the meanings set forth below when used in this Agreement:
"Agreed Upon Percentage" shall mean, for each Property, the percentage of the total Purchase Price assigned to such Property as agreed by Seller and Purchaser and set forth on Exhibit B hereto. Each time a Property is removed from this Agreement pursuant to the terms hereof, the then remaining Agreed Upon Percentages shall be proportionately reallocated over the then included Properties.
"Agreement" shall have the meaning given such term in the parties paragraph.
115975
|
AFRT
As referenced in this Agreement of Sale and Purchase [Amended and Restated]:
AMERICAN FINANCIAL REALTY TRUST –
AMERICAN FINANCIAL REALTY TRUST _____________
dt 1853708
;
BofA
As referenced in this Agreement of Sale and Purchase [Amended and Restated]:
BANK OF AMERICA, – SEQUENCE}11
{PAGE}
Exhibit 10.15
AMENDED AND RESTATED AGREEMENT OF SALE AND PURCHASE
BETWEEN
BANK OF AMERICA, N.A. ("SELLER")
AND
FIRST STATES GROUP, L.P. ("PURCHASER")
Dated: April 16, 2003
{ BANK OF AMERICA, – PURCHASE ("Agreement") is
made and entered into as of April 16, 2003, by and between BANK OF AMERICA,
N.A., a national banking association, having an address at 100 North Tryon
Street, Bank of
America – any financing obtained by Purchaser;
(xi) All fees and costs paid in connection with the Bank of
America Corporate Real Estate Proposed Transaction - Consulting Proposal with J
& J Family Investments, LLC;
(xi) Miscellaneous Bank of America, – carrier, such as Federal Express, next
business day delivery, charges prepaid, addressed to Seller at Bank of America,
100 North Tryon Street, Suite 5210, NC1-007-52-02, Charlotte, NC 28255,
Attention:
Bank of America, – NC 28255,
Attention: Robert M. Patterson, facsimile number (704) 386-0372; with a copy to
Bank of America, N.A., 901 Main Street, TX1-492-68-01, Dallas, TX 75202,
Attention: Michael
dt 39676
;
|
Morgan Lewis
As referenced in this Agreement of Sale and Purchase [Amended and Restated]:
Morgan, Lewis – Agreement) to Seller ("Closing"). Closing shall
occur on the Closing Date at the office of Morgan, Lewis & Bockius LLP, 1701
Market Street, Philadelphia, Pennsylvania, or at such other place as Seller Morgan,
Lewis – 19046, Attention: Mr.
Nicholas S. Schorsch, facsimile number (215) 887-2585; with a copy to Morgan,
Lewis Bockius LLP, 1701 Market Street, Philadelphia, PA 19103, Attention: Eric
L. Stern, Esquire, facsimile
dt 32423
;
First States Group, L.P.
|
Preview
Full Doc
 | 2000 |
Covenant Not to Compete Agreement
Covenant Not to Compete Agreement (17K)
Doc #116235: Click preview link for longer preview.
COVENANT NOT TO COMPETE AGREEMENT Compost America Holding Company, Inc.
This Covenant Not to Compete Agreement dated _______________, 2000 (this "Agreement"), is by and between Synagro Technologies, Inc., a Delaware corporation ("Purchaser"), and Compost America Holding Company, Inc., a New Jersey corporation ("Compost").
WHEREAS, Purchaser has entered into a Stock Purchase Agreement with Compost to purchase all the outstanding capital stock of Environmental Protection & Improvement Company, Inc., a New Jersey corporation (the "Company"), dated March 31, 2000 (the "Stock Purchase Agreement"); and
WHEREAS, Purchaser wishes to secure from Compost its Agreement Not to Compete with Purchaser and its agreement to assure the confidentiality of certain information relating to the Company in order that Purchaser can successfully operate the business acquired pursuant to the Stock Purchase Agreement.
NOW, THEREFORE, in consideration of the mutual covenants and the promises contained herein and in the Stock Purchase Agreement, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:
1. Acknowledgments and Agreements by Compost. Compost hereby acknowledges and agrees that:
(a) The Purchaser would not have entered into the Stock Purchase Agreement if Compost had not executed and delivered this Agreement to the Purchaser; and
(b) Compost, as the sole shareholder of the Company, has had access to information that is confidential to the Company and thus to the Purchaser, that constitutes a valuable, special and unique asset of the Purchaser, and with respect to which the Purchaser is entitled to the protections afforded by this Agreement and to the remedies for enforcement of this Agreement provided by law or in equity (including, without limitation, those remedies the availability of which may be within the discretion of the court or arbitrator that presides over any action for enforcement of this Agreement).
2. Consideration. Compost's obligations under this Agreement are in consideration for the purchase price set forth in the Stock Purchase Agreement.
116235
|
Phoenix Waste
As referenced in this Covenant Not to Compete Agreement:
PHOENIX WASTE SERVICES CO –
PHOENIX WASTE SERVICES CO INC _____________
dt 1852416
;
Synagro
As referenced in this Covenant Not to Compete Agreement:
Synagro Technologies, Inc – TO COMPETE AGREEMENT
Compost America Holding Company, Inc.
This Covenant Not to Compete Agreement dated _______________, 2000
(this "Agreement"), is by and between Synagro Technologies, Inc ., a Delaware
corporation ("Purchaser"), and Compost America Holding Company, Inc., a New
Jersey corporation ("Compost").
WHEREAS, Purchaser has entered into a Stock _____________
Synagro Technologies, Inc – to be delivered pursuant to any provision of this Agreement
shall be in writing and addressed as follows:
(i) If to the Purchaser:
Synagro Technologies, Inc .
1800 Bering Drive, Suite 1000
Houston, Texas 77057
Attention: Mr. Alvin L. Thomas II
Telecopy No.: 713/369-1760
With copies (which _____________
SYNAGRO TECHNOLOGIES, INC – reasonable counsel fees.
[Signature Page Follows]
6
{PAGE}
IN WITNESS WHEREOF, the parties have executed this Agreement on the
date first above written.
SYNAGRO TECHNOLOGIES, INC .
By:_______________________________________________
Mark A. Rome, Executive Vice President
COMPOST AMERICA HOLDING COMPANY, INC.
By:_______________________________________________
Christopher J. Daggett, Office of the President
_____________
dt 272318
;
Greenberg
As referenced in this Covenant Not to Compete Agreement:
Greenberg Traurig – Telecopy: 973/297-5454
5
{PAGE}
with a copy (which shall not constitute notice) to:
Greenberg Traurig
2050 One Commerce Square
2005 Market Street
Philadelphia, Pennsylvania 19103
Attention: Theodore W. Mason,
dt 37030
;
|
Locke Liddell
As referenced in this Covenant Not to Compete Agreement:
Locke Liddell – Thomas II
Telecopy No.: 713/369-1760
With copies (which shall not constitute notice) to:
Locke Liddell & Sapp LLP
3400 Chase Tower
600 Travis St.
Houston, Texas 77002
Attention: Mr. Michael
dt 38083
;
Compost America Holding Company, Inc.
|
Preview
Full Doc
 | 1997 |
Automobile Receivable Pass-Through Certificates Master Certificate Purchase Agreement
Automobile Receivable Pass-Through Certificates Master Certificate Purchase Agreement (71K)
Doc #116557: Click preview link for longer preview.
EXECUTION COPY
March 14, 1997
AEGIS AUTO FUNDING CORP. IV
AUTOMOBILE RECEIVABLE PASS-THROUGH CERTIFICATES
MASTER CERTIFICATE PURCHASE AGREEMENT
III Finance Ltd. III Global Ltd. c/o Admiral Administration Ltd. Anchorage Centre , 2nd Floor Grand Cayman, Cayman Islands British West Indies
III Limited Partnership
c/o III Offshore Advisors 250 South Australian Avenue, Suite 600 West Palm Beach, FL 33401
Dear Sirs:
Aegis Auto Funding Corp. IV, a Delaware corporation (the "Company"), proposes from time to time and subject to the terms and conditions hereinafter set forth, to sell to you (collectively, with your successors and assigns, the
"Purchasers") certain Automobile Receivable Pass-Through Certificates (collectively, the "Certificates") to be executed in multiple Series, Classes and respective original principal amounts and with the designations set forth as may be permitted pursuant to the terms hereof and the terms of the Pooling and Servicing Agreements referred to below. Each Series of Certificates will be issued by the Company pursuant to a Pooling and Servicing Agreement (each, a "Pooling and Servicing Agreement"), the terms of which shall be in conformity with that certain Master Trust Agreement dated as of March 1, 1997 (the "Master Trust Agreement") between the Company, as seller, and Norwest Bank Minnesota, National Association, as trustee (the "Trustee"). Each Certificate will evidence the holder's fractional undivided interest in one of several trusts (the "Trusts"), created pursuant to the Pooling and Servicing Agreement and consisting primarily of a pool (the "Pool") of retail installment sale contracts for new or used automobiles and light-duty trucks between dealers and retail purchasers (the "Contracts") and certain monies due thereunder on and after the "Cut- Off Date" for each Trust (as such term is defined in the
116557
|
Kutak Rock
As referenced in this Automobile Receivable Pass-Through Certificates Master Certificate Purchase Agreement:
Kutak Rock – of and payment
for each series of Certificates
shall be made at the
offices
of
Kutak Rock , 767 Third Avenue, New
York, New York 10017,
on
the date
specified in
the Kutak Rock – Closing Date.
(b) With respect to the
initial Closing Date, you shall
have received from Kutak Rock ,
special counsel for the Company, a
favorable opinion, dated the
initial Closing Date, to Kutak Rock – regulations
thereunder.
(c) With respect to the
initial Closing Date, you shall
have received from Kutak Rock ,
special counsel for the Company, a
favorable opinion, dated the
initial Closing Date, to Kutak Rock – Date after the initial
Closing Date, you shall have
received either (x) a confirmation
from Kutak Rock that its opinions
described in clauses (b) and (c)
above are true with respect
dt 38020
;
| Aegis Consumer Funding Group Inc.
|
Preview
Full Doc
 | 2001 |
Certificate of Elimination
Certificate of Elimination (2K)
Doc #116688: Click preview link for longer preview.
CERTIFICATE OF ELIMINATION
OF
SERIES C PREFERRED STOCK
OF
VIACOM INC.
(Pursuant to Section 151(g) of the Delaware General Corporation Law)
Viacom Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the "Corporation") does hereby certify that the following resolutions respecting Series C Preferred Stock were duly adopted by the Corporation's Board of Directors:
RESOLVED, that no shares of the Corporation's Series C Preferred Stock are outstanding and that no shares of the Series C Preferred Stock will be issued subject to the certificate of designation previously filed with respect to the Series C Preferred Stock; and
FURTHER RESOLVED, that the officers of the Corporation are directed to file with the Secretary of State of the State of Delaware a certificate pursuant to Section 151(g) of the General Corporation Law of the State of Delaware setting forth these resolutions in order to eliminate from the Corporation's certificate of incorporation all matters set forth in the certificate of designation with respect to the Series C Preferred Stock.
116688
|
Viacom
As referenced in this Certificate of Elimination:
VIACOM INC –
{DOCUMENT}
{TYPE}EX-99
{SEQUENCE}3
CERTIFICATE OF ELIMINATION
OF
SERIES C PREFERRED STOCK
OF
VIACOM INC .
(Pursuant to Section 151(g) of the
Delaware General Corporation Law)
Viacom Inc., a corporation organized and existing under the
General Corporation _____________
Viacom Inc – 3
CERTIFICATE OF ELIMINATION
OF
SERIES C PREFERRED STOCK
OF
VIACOM INC.
(Pursuant to Section 151(g) of the
Delaware General Corporation Law)
Viacom Inc ., a corporation organized and existing under the
General Corporation Law of the State of Delaware (the "Corporation")
does hereby certify that the _____________
Viacom Inc – of incorporation all matters set forth
in the certificate of designation with respect to the Series C
Preferred Stock.
{PAGE}
IN WITNESS WHEREOF, Viacom Inc . has caused its corporate seal to
be hereunto affixed and this certificate to be signed by Michael D.
Fricklas, Executive Vice President _____________
VIACOM INC – signed by Michael D.
Fricklas, Executive Vice President and General Counsel, and Patricia D.
Caruso, Assistant Secretary, this 23rd day of May, 2001.
VIACOM INC .
By: /s/ Michael D. Fricklas
-----------------------
Michael D. Fricklas
Eecutive Vice President
and General Counsel
ATTEST:
/s/ Patricia D. Caruso
----------------------
Patricia D. Caruso
_____________
dt 164242
| |
Preview
Full Doc
 | 2003 |
Professional Services Master Agreement
Professional Services Master Agreement (479K)
Doc #116814: Click preview link for longer preview.
TELCORDIA TECHNOLOGIES | -------------------------- Performance from Experience
PROFESSIONAL SERVICES MASTER AGREEMENT CONTRACT NO.. 20000822JS113827
--------------------------------------------------------------------------------
This Agreement, effective as of August 9, 2000, is between NAP of the Americas, Inc., ("NAPA"), a Florida corporation and a wholly owned subsidiary of Terremark Worldwide, Inc. ("Terremark"), having an office at 2601 S. Bayshore Drive, 9th Floor, Coconut Grove, Florida 33133 and Telcordia Technologies, Inc. ("Telcordia"), a Delaware corporation, having an office at 445 South Street, Morristown, New Jersey 07960-6438. Notwithstanding anything to the contrary in this agreement, Terremark, along with its majority owned subsidiaries, shall guarantee all of the terms and conditions of this agreement on behalf of NAP of the Americas, Inc. Notwithstanding the foregoing, the Parties agree that the terms and conditions of the financing structure ("Financing Agreement"), currently under negotiation between the Parties, shall replace and supercede the Billing terms and conditions under Section 2.2 of this Master Agreement as governing and controlling each Work Statement retroactively from the effective date of the Master Agreement. The Parties further acknowledge and agree that the Financing Agreement will address any necessary adjustment in terms, including price, required for such application, and shall be mutually agreed to by the Parties.
I. DESCRIPTION OF PROFESSIONAL SERVICES
Telcordia shall provide to NAPA the Professional Services ("Services") related to the NAP of the Americas Miami, which will be described in individual Work Statements under this Agreement in the form of Exhibit A. A detailed description of the work, schedules, deliverables, fees and payment schedule will be included in each Work Statement. NAPA must authorize the Services by executing the Work Statement and returning it to Telcordia's Administrative Contact.
II. NAPA AND TELCORDIA ADMINISTRATIVE CONTACTS
Brian K. Goodkind Beth Morgan Executive Vice President & Director Chief Operating Officer
Terremark Worldwide, Inc. 2601 S. Bayshore Drive Telcordia Technologies, Inc. 9th Floor 1200 Brickell Avenue Coconut Grove, FL 33133 Suite 1200 Tel. No. 305-856-3200 Miami, FL 33149 Tel. No. 305-372-7970
TELCORDIA TECHNOLOGIES, INC. AND NAP OF THE AMERICAS, INC. CONFIDENTIAL - RESTRICTED ACCESS This document and the confidential information it contains shall be distributed, routed or made available solely to authorized persons having a need to know within Telcordia and NAPA, except with written permission of Telcordia.
{PAGE}
Fax No. 305-856-0252 Fax No. 305-349-2030
In consideration of the mutual obligations assumed under this Agreement, Telcordia and NAPA agree to the Terms and Conditions attached to this Agreement and represent that this Agreement is executed by duly authorized representatives as of the dates below.
AGREED BY: NAP OF THE AMERICAS, INC. TELCORDIA TECHNOLOGIES, INC.
By: /s/ BRIAN K. GOODKIND By: /s/ THELINA E. ANDERSEN ---------------------------- -------------------------- Name: BRIAN K. GOODKIND Name: THELINA E. ANDERSEN ---------------------------- -------------------------- Title: VICE PRESIDENT Title: SENIOR CONTRACT MANAGER ---------------------------- -------------------------- Date: 9-1-00 Date: 9-1-00 ---------------------------- --------------------------
TELCORDIA AND NAPA CONFIDENTIAL - RESTRICTED ACCESS See confidentiality restrictions on title page.
Page 2
{PAGE}
CONFIDENTIAL - RESTRICTED ACCESS
TERMS AND CONDITIONS
1. DEFINITIONS
1.1 "BUSINESS DAY" means an eight hour day during normal business hours.
1.2 "CONFIDENTIAL INFORMATION" means information of a party to this Agreement which is provided or disclosed to the other and is marked as confidential or proprietary. If the information is initially disclosed orally then (1) it must be designated as confidential or proprietary at the time of the initial disclosure and (2) within twenty (20) days after disclosure, the information must be reduced to writing and marked as confidential or proprietary. No information of the disclosing party will be considered Confidential Information to the extent the information:
a)is in the public domain through no fault of the recipient either before or after disclosure; or
b)is in the possession of the recipient prior to the disclosure, or thereafter is independently developed by recipient's employees or consultants who have had no prior access to the information; or
c)is rightfully received from a third party without breach of any obligation of confidence.
1.3 "DELIVERABLE" means any written summary of results or any other written data, information or materials provided to NAPA including data, comments and conclusions pertaining to the Professional Services performed under this Agreement.
116814
|
Sun Microsystems
As referenced in this Professional Services Master Agreement:
Sun Microsystems, Inc – Company") for the Hardware within thirty
(30) days of the signature of this Change Order, and Telcordia
receives written evidence from such Leasing Company that
payment has been made to Sun Microsystems, Inc . ("Sun"), which
{PAGE}
is the Telcordia price per Attachment A ("Vendor Payment") for
the equipment within the same thirty (30) day period,
Telcordia will return to NAPA the Vendor _____________
dt 1341778
;
Terremark
As referenced in this Professional Services Master Agreement:
Terremark
Worldwide, – effective as of August 9, 2000, is between NAP of the Americas,
Inc., ("NAPA"), a Florida corporation and a wholly owned subsidiary of Terremark
Worldwide, Inc. ("Terremark"), having an office at 2601 S. Bayshore Drive, 9th
Floor, Coconut Grove, Florida 33133 and Telcordia Technologies, Inc.
("Telcordia"), a _____________
Terremark Worldwide, – to Telcordia's Administrative Contact.
II. NAPA AND TELCORDIA ADMINISTRATIVE CONTACTS
Brian K. Goodkind Beth Morgan
Executive Vice President & Director
Chief Operating Officer
Terremark Worldwide, Inc.
2601 S. Bayshore Drive Telcordia Technologies, Inc.
9th Floor 1200 Brickell Avenue
Coconut Grove, FL 33133 Suite 1200
Tel. No. 305- _____________
Terremark Worldwide, – Scope Change") amends the Work Statement,
Contract No. ______________, ("Work Statement") between NAP of the Americas,
Inc. ("NAPA"), a wholly owned subsidiary of Terremark Worldwide, Inc.
("Terremark"), and Telcordia Technologies, Inc. ("Telcordia"), and is effective
as of this _____________ day of ________, 20__ ("Scope Change"). This Scope
_____________
Terremark Worldwide, – to the Professional Services Master Agreement, executed on
September 1, 2000, between NAP of the Americas, Inc. ("NAPA"), a wholly owned
subsidiary of Terremark Worldwide, Inc. and Telcordia Technologies, Inc.
("Telcordia") ("Agreement") (Contract No. 20000822JS113827) shall amend the
Agreement as follows:
1. THE PREAMBLE OF THE AGREEMENT _____________
TERREMARK WORLDWIDE – party represents that this
amendment has been signed by their duly authorized representatives.
AGREED BY:
NAP OF THE AMERICAS, INC. TELCORDIA TECHNOLOGIES, INC.
TERREMARK WORLDWIDE INC.
By: /s/ Brian K. Goodkind By: /s/ Thelina E. Andersen
------------------------------------- --------------------------------
Name: Brian K. Goodkind Name: Thelina E. Andersen
Title: Executive Vice President _____________
dt 220118
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Chase Manhattan
As referenced in this Professional Services Master Agreement:
Chase Manhattan Bank
– of
the bill.
2.3 PAYMENTS. Payments to Telcordia must be in United States dollars and may be
either:
a)wire transferred to:
Chase Manhattan Bank
New York, New York
ABA #021000021 (for all wires, ACH & EFT
Account #323145663
Attention: Account Officer
Telcordia Technologies, Inc.
Telcordia Contract No. _____________
dt 101547
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