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 | 2008 |
Broker Dealer Selling Agreement
Broker Dealer Selling Agreement (45K)
Doc #3284032: Click preview link for longer preview.
BROKER DEALER
SELLING AGREEMENT
THIS BROKER DEALER SELLING AGREEMENT (�Agreement�) made and entered into between ALPS Distributors, Inc. (�ADI�), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a . . .
3284032
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 | 2008 |
Broker Dealer Selling Agreement
Broker Dealer Selling Agreement (45K)
Doc #3284047: Click preview link for longer preview.
BROKER DEALER
SELLING AGREEMENT
THIS BROKER DEALER SELLING AGREEMENT (�Agreement�) made and entered into between ALPS Distributors, Inc. (�ADI�), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a . . .
3284047
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 | 2007 |
Broker Dealer Selling Agreement
Broker Dealer Selling Agreement (32K)
Doc #2838742: Click preview link for longer preview.
BROKER DEALER
SELLING AGREEMENT
THIS BROKER DEALER SELLING AGREEMENT (�Agreement�) made and entered into between ALPS Distributors, Inc. (�ADI�), a Colorado corporation having its principal place of business at 1625 Broadway, Suite 2200, Denver, Colorado 80202, and, __________________________________ a _________________________ company having its principal place of business at ____________________________________________________________ (hereinafter �Broker/Dealer�).
WHEREAS, Broker/Dealer desires to enter in this Agreement with ADI to sell shares of W.P. Stewart & Co Growth Fund, Inc. (�Company�), a registered open-end investment management company, Broker/Dealer will provide distribution . . .
2838742
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 | 2007 |
Broker Dealer Selling Agreement
Broker Dealer Selling Agreement (24K)
Doc #2874148: Click preview link for longer preview.
BROKER DEALER
SELLING AGREEMENT
THIS BROKER DEALER SELLING AGREEMENT ("Agreement") made and entered into
between ALPS Distributors, Inc. ("ADI"), a Colorado corporation having its
principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado
80203, and [Name of Broker/Dealer] a [______] corporation having its principal
place of business at [Address], [City], [State] [Zip] (hereinafter
"Broker/Dealer").
WHEREAS, Broker/Dealer desires to enter in this Agreement with ADI . . .
2874148
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 | 2007 |
Broker Dealer Selling Agreement
Broker Dealer Selling Agreement (38K)
Doc #2877817: Click preview link for longer preview.
BROKER DEALER SELLING AGREEMENT
THIS BROKER DEALER SELLING AGREEMENT ("Agreement") made and entered into between ALPS Distributors, Inc. ("ADI"), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and, __________________________________ a _________________________ company having its principal place of business at ____________________________________________________________ (hereinafter "Broker/Dealer").
WHEREAS, Broker/Dealer desires to enter in this Agreement with ADI to sell shares of The Westcore Trust ("Company"), a registered open-end investment management company, Broker/Dealer will provide distribution related, continuing personal . . .
2877817
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 | 2007 |
Broker Dealer Selling Agreement
Broker Dealer Selling Agreement (38K)
Doc #2994269: Click preview link for longer preview.
BROKER DEALER
SELLING AGREEMENT
THIS BROKER DEALER SELLING AGREEMENT (�Agreement�) made and entered into between ALPS Distributors, Inc. (�ADI�), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and____________________________________, a _________________________ company having its principal place of business ________________________________________________________ (hereinafter �Broker/Dealer�).
WHEREAS, Broker/Dealer desires to enter in this Agreement with ADI to sell shares of Heartland Group, Inc. (�Company�), a registered open-end investment management company, Broker/Dealer will provide distribution related, continuing personal . . .
2994269
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 | 2007 |
Broker Dealer Selling Agreement
Broker Dealer Selling Agreement (36K)
Doc #3003035: Click preview link for longer preview.
BROKER DEALER
SELLING AGREEMENT
THIS BROKER DEALER SELLING AGREEMENT (�Agreement�) made and entered into between ALPS Distributors, Inc. (�ADI�), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and____________________________________, a _________________________ company having its principal place of business ________________________________________________________ (hereinafter �Broker/Dealer�).
WHEREAS, Broker/Dealer desires to enter in this Agreement with ADI to sell shares of the _________________________ (�Company�), a registered open-end investment management company, Broker/Dealer will provide distribution related, continuing personal . . .
3003035
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 | 2007 |
Broker Dealer Selling Agreement
Broker Dealer Selling Agreement (36K)
Doc #3024514: Click preview link for longer preview.
BROKER DEALER
SELLING AGREEMENT
THIS BROKER DEALER SELLING AGREEMENT (�Agreement�) made and entered into between ALPS Distributors, Inc. (�ADI�), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and . . .
3024514
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 | 2006 |
Broker Dealer Selling Agreement
Broker Dealer Selling Agreement (32K)
Doc #2532655: Click preview link for longer preview.
BROKER DEALER SELLING AGREEMENT
THIS BROKER DEALER SELLING AGREEMENT ("Agreement") made and entered into between ALPS Distributors, Inc. ("ADI"), a Colorado corporation having its principal place of business at 1625 Broadway, Suite 2200, Denver, Colorado 80202, and, __________________________________ a _________________________ company having its principal place of business at ____________________________________________________________ (hereinafter "Broker/Dealer").
WHEREAS, Broker/Dealer desires to enter in this Agreement with ADI to sell shares of The Westcore Trust ("Company"), a registered open-end investment management company, Broker/Dealer will provide distribution related, continuing personal . . .
2532655
| | |
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 | 2005 |
Broker Dealer Selling Agreement
Broker Dealer Selling Agreement (25K)
Doc #2334073: Click preview link for longer preview.
BROKER DEALER
SELLING AGREEMENT
THIS BROKER DEALER SELLING AGREEMENT ("Agreement") made and entered into
between ALPS Distributors, Inc. ("ADI"), a Colorado corporation having its
principal place of business at 1625 Broadway, Suite 2200, Denver, Colorado
80202, and ___________________________ having its principal place of business
at }, }, } } (hereinafter
"Broker/Dealer").
WHEREAS, Broker/Dealer desires to enter in this Agreement with ADI to
sell shares of The . . .
2334073
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 | 2004 |
Broker-Dealer Selling Agreement
Broker-Dealer Selling Agreement (46K)
Doc #2480565: Click preview link for longer preview.
BROKER-DEALER SELLING AGREEMENT
AGREEMENT by and among the BROKER-DEALER ("Broker-Dealer"), a registered
Broker-Dealer with the Securities and Exchange Commission ("SEC") under the
Securities Exchange Act of 1934 and a member of the National Association of
Securities Dealers ("NASD") and INSURANCE AGENCY ("Agency"); and each additional
insurance agency signatory hereto (each of which shall also be referred to
herein as "Agency"), and the Undersigned Company or Companies. The term
"Company" used . . .
2480565
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 | 2004 |
Broker-Dealer Selling Agreement
Broker-Dealer Selling Agreement (46K)
Doc #2481353: Click preview link for longer preview.
BROKER-DEALER SELLING AGREEMENT
AGREEMENT by and among the BROKER-DEALER ("Broker-Dealer"), a registered
Broker-Dealer with the Securities and Exchange Commission ("SEC") under the
Securities Exchange Act of 1934 and a member of the National Association of
Securities Dealers ("NASD") and INSURANCE AGENCY ("Agency"); and each additional
insurance agency signatory hereto (each of which shall also be referred to
herein as "Agency"), and the Undersigned Company or Companies. The term
"Company" used . . .
2481353
| | |
Full Doc
 | 2003 |
Broker-Dealer Selling Agreement
Broker-Dealer Selling Agreement (17K)
Doc #1497994: This document is immediately available for purchase, but does not have a preview available for viewing.
1497994
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Full Doc
 | 2002 |
Broker-Dealer Selling Agreement
Broker-Dealer Selling Agreement (17K)
Doc #1497997: This document is immediately available for purchase, but does not have a preview available for viewing.
1497997
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Full Doc
 | 2002 |
Broker-Dealer Selling Agreement
Broker-Dealer Selling Agreement (26K)
Doc #1640623: This document is immediately available for purchase, but does not have a preview available for viewing.
1640623
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Full Doc
 | 2002 |
Broker-Dealer Selling Agreement
Broker-Dealer Selling Agreement (26K)
Doc #1640636: This document is immediately available for purchase, but does not have a preview available for viewing.
1640636
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 | 2002 |
Broker-Dealer Selling Agreement
Broker-Dealer Selling Agreement (25K)
Doc #1965711: Click preview link for longer preview.
BROKER-DEALER SELLING AGREEMENT
This Broker-Dealer Selling Agreement (the "Agreement") is made this 1st
day of November, 2001, by and among AFSG Securities Corporation ("AFSG"), AUSA
Life Insurance Company, Inc. ("AUSA"), and Janus Distributors, Inc. ("JDI").
RECITALS
WHEREAS, AFSG, a broker-dealer registered with the Securities and
Exchange Commission ("SEC") under the Securities Exchange Act of 1934 ("1934
Act") and a member of the National . . .
1965711
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