Senior Indenture (2007)Full Document 

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AURORA ACQUISITION MERGER SUB, INC.

to be merged with and into

ALERIS INTERNATIONAL, INC.

the SUBSIDIARY GUARANTORS named in Schedule I hereto

and

LASALLE BANK NATIONAL ASSOCIATION, as Trustee

SENIOR INDENTURE

Dated as of December 19, 2006

$600,000,000

9%/9 3/4% Senior Notes Due 2014


Reconciliation and tie between Trust Indenture Act

of 1939 and Indenture, dated as of December 19, 2006*

 

Trust Indenture Act Section

  

Indenture Section

    

§ 310

  (a)(1)                    608   
  (a)(2)                    608   
  (a)(3)                    N.A.   
  (a)(4)                    N.A.   
  (b)                    608, 609   
  (c)                    N.A.   

§ 311

  (a)                    605   
  (b)                    605   
  (c)                    N.A.   

§ 312

  (a)                    701   
  (b)                    702   
  (c)                    702   

§ 313

  (a)                    703   
  (a)(4)                    703   
  (b)(1)                    N.A.   
  (b)(2)                    N.A.   
  (c)(1)                    703   
  (c)(2)                    703   
  (d)                    703   

§ 314

  (a)                    1009   
  (b)                    N.A.   
  (c)(1)                    103   
  (c)(2)                    103   
  (c)(3)                    N.A.   
  (d)                    N.A.   
  (e)                    103   
  (f)                    N.A.   

§ 315

  (a)                    601   
  (b)                    602   
  (c)                    601   
  (d)                    601   
  (e)                    515   

§ 316

  (a) (last sentence)                    102 (“Outstanding”)   
  (a)(1)(A)                    502, 512   
  (a)(1)(B)                    513   
  (a)(2)                    N.A.   
  (b)                    508   
  (c)                    105   

§ 317

  (a)(1)                    503   
  (a)(2)                    504   
  (b)                    1003   

§ 318

  (a)                    115   

N.A. means Not Applicable.

  

* This reconciliation and tie shall not, for any purpose, be deemed to be a part of this Indenture.


TABLE OF CONTENTS1

 

          Page

ARTICLE ONE

   DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION   

SECTION 101.

  

Rules of Construction and Incorporation by Reference of Trust Indenture Act

   1

SECTION 102.

  

Definitions

   2

SECTION 103.

  

Compliance Certificates and Opinions

   28

SECTION 104.

  

Form of Documents Delivered to Trustee

   29

SECTION 105.

  

Acts of Holders

   29

SECTION 106.

  

Notices, Etc., to Trustee, Company, Any Subsidiary Guarantor and Agent

   30

SECTION 107.

  

Notice to Holders; Waiver

   30

SECTION 108.

  

Effect of Headings and Table of Contents

   31

SECTION 109.

  

Successors and Assigns

   31

SECTION 110.

  

Separability Clause

   31

SECTION 111.

  

Benefits of Indenture

   31

SECTION 112.

  

Governing Law

   31

SECTION 113.

  

Legal Holidays

   31

SECTION 114.

  

No Personal Liability of Directors, Officers, Employees and Stockholders

   31

SECTION 115.

  

Trust Indenture Act Controls

   31

SECTION 116.

  

Counterparts

   32

ARTICLE TWO

NOTE FORMS

SECTION 201.

  

Form and Dating

   32

SECTION 202.

  

Execution, Authentication, Delivery and Dating

   32

ARTICLE THREE

THE NOTES

SECTION 301.

  

Title and Terms

   33

SECTION 302.

  

Denominations

   34

SECTION 303.

  

Temporary Notes

   34

SECTION 304.

  

Note Registrar; Paying Agent; Registration of Transfer and Exchange

   35

SECTION 305.

  

Mutilated, Destroyed, Lost and Stolen Notes

   36

SECTION 306.

  

Payment of Interest; Interest Rights Preserved

   36

SECTION 307.

  

Persons Deemed Owners

   37

SECTION 308.

  

Cancellation

   37

SECTION 309.

  

Computation of Interest

   37

SECTION 310.

  

Transfer and Exchange

   37

SECTION 311.

  

CUSIP Numbers

   38

SECTION 312.

  

Issuance of Additional Notes

   38

1

This table of contents shall not, for any purpose, be deemed to be a part of this Indenture.

 

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          Page

ARTICLE FOUR

SATISFACTION AND DISCHARGE

SECTION 401.

  

Satisfaction and Discharge of Indenture

   38

SECTION 402.

  

Application of Trust Money

   39

ARTICLE FIVE

REMEDIES

SECTION 501.

  

Events of Default

   40

SECTION 502.

  

Acceleration of Maturity; Rescission and Annulment

   41

SECTION 503.

  

Collection of Indebtedness and Suits for Enforcement by Trustee

   42

SECTION 504.

  

Trustee May File Proofs of Claim

   42

SECTION 505.

  

Trustee May Enforce Claims Without Possession of Notes

   43

SECTION 506.

  

Application of Money Collected

   43

SECTION 507.

  

Limitation on Suits

   43

SECTION 508.

  

Unconditional Right of Holders to Receive Principal, Premium and Interest and the Special Mandatory Redemption

   44

SECTION 509.

  

Restoration of Rights and Remedies

   44

SECTION 510.

  

Rights and Remedies Cumulative

   44

SECTION 511.

  

Delay or Omission Not Waiver

   44

SECTION 512.

  

Control by Holders

   45

SECTION 513.

  

Waiver of Default

   45

SECTION 514.

  

Waiver of Stay or Extension Laws

   45

SECTION 515.

  

Undertaking for Costs

   45

ARTICLE SIX

THE TRUSTEE

SECTION 601.

  

Duties of the Trustee

   45

SECTION 602.

  

Notice of Defaults

   46

SECTION 603.

  

Certain Rights of Trustee

   46

SECTION 604.

  

Trustee Not Responsible for Recitals or Issuance of Notes

   47

SECTION 605.

  

May Hold Notes

   47

SECTION 606.

  

Money Held in Trust

   48

SECTION 607.

  

Compensation and Reimbursement

   48

SECTION 608.

  

Corporate Trustee Required; Eligibility

   48

SECTION 609.

  

Resignation and Removal; Appointment of Successor

   49

SECTION 610.

  

Acceptance of Appointment by Successor

   49

SECTION 611.

  

Merger, Conversion, Consolidation or Succession to Business

   50

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