Agreement and Plan of Merger (2007)Full Document 

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AGREEMENT AND PLAN OF MERGER

BY AND AMONG

ADVANCED MEDICAL OPTICS, INC.

IRONMAN MERGER CORPORATION

and

INTRALASE CORP.

Dated as of January 5, 2007

 




TABLE OF CONTENTS

 

 

 

 

Page

 

 

 

 

 

ARTICLE I THE MERGER

 

1

Section 1.1

The Merger

 

1

Section 1.2

Effective Time

 

2

Section 1.3

Effect of the Merger

 

2

Section 1.4

Certificate of Incorporation of the Surviving Corporation

 

2

Section 1.5

Bylaws of the Surviving Corporation

 

2

Section 1.6

Directors and Officers of the Surviving Corporation

 

2

Section 1.7

Closing

 

3

ARTICLE II CONVERSION AND EXCHANGE OF SECURITIES

 

3

Section 2.1

Conversion of Capital Stock

 

3

Section 2.2

Exchange of Certificates

 

6

Section 2.3

Material Adverse Effect

 

8

ARTICLE III REPRESENTATIONS AND WARRANTIES

 

9

Section 3.1

Organization and Qualification; Subsidiaries

 

9

Section 3.2

Certificate of Incorporation and Bylaws

 

9

Section 3.3

Capitalization

 

10

Section 3.4

Authority Relative to this Agreement; Stockholder Approval

 

12

Section 3.5

No Conflict; Required Filings and Consents

 

13

Section 3.6

Compliance; Permits

 

14

Section 3.7

SEC Filings; Financial Statements

 

14

Section 3.8

Disclosure Controls and Procedures

 

15

Section 3.9

Absence of Certain Changes or Events

 

16

Section 3.10

No Undisclosed Liabilities

 

16

Section 3.11

Absence of Litigation; Investigations

 

17

Section 3.12

Agreements, Contracts and Commitments

 

17

Section 3.13

Employee Benefit Plans, Options and Employment Agreements

 

18

Section 3.14

Labor Matters

 

21

Section 3.15

Properties; Encumbrances

 

23

Section 3.16

Taxes

 

25

Section 3.17

Environmental Matters

 

26

Section 3.18

Intellectual Property

 

28

Section 3.19

Products

 

32

Section 3.20

FDA Compliance

 

33

Section 3.21

Unlawful Practice of Medicine

 

34

Section 3.22

Compliance with Health Care Laws

 

34

Section 3.23

Brokers

 

34

Section 3.24

Anti-Takeover Statute Not Applicable

 

35

Section 3.25

Insurance

 

35

Section 3.26

Interested Party Transactions

 

35

Section 3.27

Opinion of Financial Advisor of the Company

 

35

 

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Page

 

 

 

ARTICLE IV REPRESENTATIONS AND WARRANTIES OF PARENT AND MERGER SUB

 

35

Section 4.1

Organization and Qualification; Merger Sub

 

35

Section 4.2

Authority Relative to this Agreement; Stockholder Approval

 

36

Section 4.3

No Conflict, Required Filings and Consents

 

36

Section 4.4

Ownership of Company Common Stock

 

37

Section 4.5

Brokers

 

37

Section 4.6

Financing

 

37

ARTICLE V CONDUCT OF BUSINESS

 

38

Section 5.1

Conduct of Business by the Company Pending the Merger

 

38

Section 5.2

Conduct of Business by Parent Pending the Merger

 

41

ARTICLE VI ADDITIONAL AGREEMENTS

 

42

Section 6.1

Access to Information; Confidentiality

 

42

Section 6.2

No Solicitation

 

42

Section 6.3

Proxy Statement

 

45

Section 6.4

Stockholders Meeting

 

46

Section 6.5

Legal Conditions to Merger

 

47

Section 6.6

Public Announcements

 

48

Section 6.7

Employee Benefits; 401(k) Plan

 

49

Section 6.8

2004 Employee Stock Plan

 

49

Section 6.9

Consents

 

50

Section 6.10

Indemnification and Insurance

 

50

Section 6.11

Reasonable Best Efforts; Additional Agreements

 

50

Section 6.12

Notification of Certain Matters

 

51

Section 6.13

Takeover Statutes

 

52

Section 6.14

Current Information

 

52

Section 6.15

Stock Delisting

 

52

ARTICLE VII CONDITIONS TO THE MERGER

 

52

Section 7.1

Conditions to Obligation of Each Party to Effect the Merger

 

52

Section 7.2

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