Agreement and Plan of Merger (2007)Full Document 

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AGREEMENT AND PLAN OF MERGER

BY AND AMONG

ADVANCED MEDICAL OPTICS, INC.

IRONMAN MERGER CORPORATION

and

INTRALASE CORP.

Dated as of January 5, 2007


TABLE OF CONTENTS

 

            Page

ARTICLE I THE MERGER

   1

Section 1.1

     The Merger    1

Section 1.2

     Effective Time    2

Section 1.3

     Effect of the Merger    2

Section 1.4

     Certificate of Incorporation of the Surviving Corporation    2

Section 1.5

     Bylaws of the Surviving Corporation    2

Section 1.6

     Directors and Officers of the Surviving Corporation    2

Section 1.7

     Closing    3

ARTICLE II CONVERSION AND EXCHANGE OF SECURITIES

   3

Section 2.1

     Conversion of Capital Stock    3

Section 2.2

     Exchange of Certificates    6

Section 2.3

     Material Adverse Effect    8

ARTICLE III REPRESENTATIONS AND WARRANTIES

   9

Section 3.1

     Organization and Qualification; Subsidiaries    9

Section 3.2

     Certificate of Incorporation and Bylaws    9

Section 3.3

     Capitalization    10

Section 3.4

     Authority Relative to this Agreement; Stockholder Approval    12

Section 3.5

     No Conflict; Required Filings and Consents    13

Section 3.6

     Compliance; Permits    14

Section 3.7

     SEC Filings; Financial Statements    14

Section 3.8

     Disclosure Controls and Procedures    15

Section 3.9

     Absence of Certain Changes or Events    16

Section 3.10

     No Undisclosed Liabilities    16

Section 3.11

     Absence of Litigation; Investigations    17

Section 3.12

     Agreements, Contracts and Commitments    17

Section 3.13

     Employee Benefit Plans, Options and Employment Agreements    18

Section 3.14

     Labor Matters    21

Section 3.15

     Properties; Encumbrances    23

Section 3.16

     Taxes    25

Section 3.17

     Environmental Matters    26

Section 3.18

     Intellectual Property    28

Section 3.19

     Products    32

Section 3.20

     FDA Compliance    33

Section 3.21

     Unlawful Practice of Medicine    34

Section 3.22

     Compliance with Health Care Laws    34

Section 3.23

     Brokers    34

Section 3.24

     Anti-Takeover Statute Not Applicable    35

Section 3.25

     Insurance    35

Section 3.26

     Interested Party Transactions    35

Section 3.27

     Opinion of Financial Advisor of the Company    35

 

(i)


            Page

ARTICLE IV REPRESENTATIONS AND WARRANTIES OF PARENT AND MERGER SUB

   35

Section 4.1

     Organization and Qualification; Merger Sub    35

Section 4.2

     Authority Relative to this Agreement; Stockholder Approval    36

Section 4.3

     No Conflict, Required Filings and Consents    36

Section 4.4

     Ownership of Company Common Stock    37

Section 4.5

     Brokers    37

Section 4.6

     Financing    37

ARTICLE V CONDUCT OF BUSINESS

   38

Section 5.1

     Conduct of Business by the Company Pending the Merger    38

Section 5.2

     Conduct of Business by Parent Pending the Merger    41

ARTICLE VI ADDITIONAL AGREEMENTS

   42

Section 6.1

     Access to Information; Confidentiality    42

Section 6.2

     No Solicitation    42

Section 6.3

     Proxy Statement    45

Section 6.4

     Stockholders Meeting    46

Section 6.5

     Legal Conditions to Merger    47

Section 6.6

     Public Announcements    48

Section 6.7

     Employee Benefits; 401(k) Plan    49

Section 6.8

     2004 Employee Stock Plan    49

Section 6.9

     Consents    50

Section 6.10

     Indemnification and Insurance    50

Section 6.11

     Reasonable Best Efforts; Additional Agreements    50

Section 6.12

     Notification of Certain Matters    51

Section 6.13

     Takeover Statutes    52

Section 6.14

     Current Information    52

Section 6.15

     Stock Delisting    52

ARTICLE VII CONDITIONS TO THE MERGER

   52

Section 7.1

     Conditions to Obligation of Each Party to Effect the Merger    52

Section 7.2

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